Current Report Filing (8-k)
September 30 2019 - 04:50PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of
The
Securities Exchange Act of 1934
Date of Report (Date
of earliest event reported): September 30, 2019 (September 25, 2019)
Riot Blockchain,
Inc.
(Exact name of registrant
as specified in its charter)
Nevada
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001-33675
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84-1553387
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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202 6th Street, Suite 401,
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Castle Rock, CO 80104
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(Address of principal executive offices)
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(303) 794-2000
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(Registrant’s telephone number, including area code)
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(Former name, former
address, and former fiscal year, if changed since last report.)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock
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RIOT
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NASDAQ Stock Market LLC
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Indicate by check
mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
1.02 Termination of a Material Definitive Agreement.
On
September 25, 2019, effective as of September 12, 2019, Riot Blockchain, Inc. (“Riot,” “we”
or the “Company”) and Synapse Financial Technologies, Inc. (“Synapse”) mutually agreed to
terminate the Master Services Agreement and Software-as-a-Service Order Form agreement (the “Synapse Agreement”)
first reported by the Company as Exhibit 10.1 to its current report on form 8-K filed October 29, 2018. The Company and Synapse
agreed to terminate the Synapse Agreement in exchange for a one-time payment by the Company to Synapse of $50,000 and Riot’s
release of Synapse from all claims arising under the Synapse Agreement. The initial service term of the Synapse Agreement was scheduled
to expire December 31, 2019, unless extended.
Riot
is currently exploring other potential service provider options.
S I G N A T U R
E
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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RIOT BLOCKCHAIN, INC.
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By:
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/s/ Jeffrey G. McGonegal
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Jeffrey G. McGonegal,
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Chief Executive Officer
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Date: September
30, 2019
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