Current Report Filing (8-k)
November 16 2022 - 04:20PM
Edgar (US Regulatory)
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2022-11-15 0001812727 RELI:CommonStock0.086ParValuePerShareMember
2022-11-15 2022-11-15 0001812727
RELI:SeriesWarrantsToPurchaseSharesOfCommonStockParValue0.086PerShareMember
2022-11-15 2022-11-15 iso4217:USD xbrli:shares iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date
of Report (date of earliest event reported):
November 15, 2022
RELIANCE GLOBAL GROUP, INC.
(Exact
name of registrant as specified in charter)
Florida
(State
or other jurisdiction of incorporation)
|
001-40020 |
|
46-3390293 |
|
(Commission
File Number) |
|
(IRS
Employer Identification No.) |
300 Blvd. of the Americas,
Suite 105
Lakewood,
NJ
08701
(Address
of principal executive offices and zip code)
(732)
380-4600
(Registrant’s
telephone number including area code)
(Former
Name and Former Address)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of registrant under
any of the following provisions:
|
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
| |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR
240.14a-12) |
| |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
| |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
|
Title
of each class |
|
Trading
Symbols |
|
Name
of each exchange on which registered |
|
Common Stock, $0.086 par value per share |
|
RELI |
|
The Nasdaq Stock Market
(The
Nasdaq Capital Market)
|
|
|
|
|
|
|
|
Series A Warrants to purchase shares of Common Stock, par value
$0.086 per share |
|
RELIW |
|
The Nasdaq Stock Market
(The
Nasdaq Capital Market)
|
Indicate
by check mark whether the registrant is an emerging growth company
as defined in in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter).
Emerging
growth company
☒
If an
emerging growth company, indicate by checkmark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
Item
2.02. Results of Operation and Financial Condition.
On November 15, 2022, Reliance Global Group, Inc. (the “Company”)
issued a press release announcing its financial results for the
quarter ended June 30, 2022. A copy of the press release is
furnished as Exhibit 99.1 to this Current Report on Form 8-K and is
incorporated herein by reference.
The
information in this Item 2.02 and in the press release attached as
Exhibit 99.1 to this Current Report on Form 8-K shall not be deemed
to be “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended, or otherwise subject to the liabilities of
that section or Sections 11 and 12(a)(2) of the Securities Act of
1933, as amended. The information contained in this Item 2.02 and
in the press release attached as Exhibit 99.1 to this Current
Report on Form 8-K shall not be incorporated by reference into any
filing with the U.S. Securities and Exchange Commission made by the
Company, whether made before or after the date hereof, regardless
of any general incorporation language in such filing.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
| Dated:
November 16, 2022 |
RELIANCE
GLOBAL GROUP, INC. |
|
|
|
|
| |
By: |
/s/
Ezra Beyman |
| |
Name: |
Ezra
Beyman |
| |
Title: |
Chief
Executive Officer |
Reliance Global (NASDAQ:RELI)
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