Amended Statement of Ownership (sc 13g/a)
February 11 2021 - 3:11PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G/A
(Rule
13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO
§ 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT
TO § 240.13d-2(b)
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
(Amendment
No. 6)*
POLARITYTE,
INC.
(Name
of Issuer)
Common
Stock, par value $0.001 per share
(Title
of Class of Securities)
731094108
(CUSIP
Number)
December
31, 2020
(Date
of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the Rule pursuant to which this Schedule is filed:
|
[ ]
|
Rule
13d – 1(b)
|
|
[X]
|
Rule
13d – 1(c)
|
|
[ ]
|
Rule
13d – 1(d)
|
*The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in
a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barry Honig
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
|
|
6.
|
SHARED
VOTING POWER
787,314
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
787,314
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
787,314 (1)
|
|
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.31%
(based on 60,132,822 shares outstanding as of January 8, 2021)
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
(1)
|
Includes
(i) 393,054 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry
Honig (“Roth 401K”), (ii) 344,952 shares of common stock held by GRQ Consultants,
Inc. 401K (“401K”), and (iii) 49,308 shares of common stock held by GRQ Consultants,
Inc. Roth 401K FBO Renee Honig (“Renee 401K”).
|
|
|
|
Barry
Honig’s father, Alan S. Honig (“Alan Honig”), and Barry Honig’s
wife, Renee Honig (“Renee Honig”), are co-trustees of each of 401K, Roth
401K and Renee 401K. By virtue of his current relationship with his father with regard
to the shares of common stock held by 401K, Roth 401K and Renee 410K, and the spousal
relationship with his wife with regard to the shares of common stock held by 401K, Roth
401K and Renee 401K, Barry Honig may have influence on all of the shares of common stock
held by each of 401K, Roth 401K and Renee 401K, and may be deemed, directly or indirectly,
to have beneficial ownership of all such shares of common stock.
|
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Renee Noel Honig
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
|
|
6.
|
SHARED
VOTING POWER
787,314
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
787,314
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
787,314
(1)
|
|
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.31%
(based on 60,132,822 shares outstanding as of January 8, 2021)
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
(1)
|
Includes
(i) 393,054 shares of common stock held by Roth 401K, (ii) 344,952 shares of common stock
held by 401K, and (iii) 49,308 shares of common stock held by Renee 401K.
|
|
|
|
Renee
Honig is co-trustee of each of 401K, Roth 401K and Renee 401K and in such capacity holds
voting and dispositive power over the securities held by each of 401K, Roth 401K and
Renee 401K.
|
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alan S. Honig
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
|
|
6.
|
SHARED
VOTING POWER
915,114
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
915,114
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
915,114
(1)
|
|
|
|
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
[ ]
|
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.52%
(based on 60,132,822 shares outstanding as of January 8, 2021)
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
(1)
|
Includes
(i) 393,054 shares of common stock held by Roth 401K, (ii) 344,952 shares of common stock
held by 401K, (iii) 49,308 shares of common stock held by Renee 401K, and (iv) 127,800
shares of common stock held by Barry & Renee Honig Charitable Foundation, Inc. (“Foundation”).
|
|
|
|
Alan
Honig is co-trustee of each of 401K, Roth 401K and Renee 401K and in such capacity holds
voting and dispositive power over the securities held by each of 401K, Roth 401K and
Renee 401K. Alan Honig is President of the Foundation and in such capacity holds voting
and dispositive power over the securities held by the Foundation.
|
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barry & Renee Honig Charitable Foundation Inc.
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
|
|
6.
|
SHARED
VOTING POWER
127,800 (1)
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
127,800 (1)
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
127,800 (1)
|
|
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.21%
(based on 60,132,822 shares outstanding as of January 8, 2021)
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
(1)
|
Alan
Honig is the president of the Foundation and in such capacity holds voting and dispositive
power over the securities held by the Foundation.
|
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GRQ Consultants, Inc. Roth 401K FBO Barry Honig
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
|
|
6.
|
SHARED
VOTING POWER
393,054 (1)
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
393,054 (1)
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
393,054 (1)
|
|
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.65%
(based on 60,132,822 shares outstanding as of January 8, 2021)
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
(1)
|
Alan
Honig and Renee Honig are co-trustees of Roth 401K and in such capacity are each deemed
to hold voting and dispositive power over the securities held by such entity.
|
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GRQ Consultants, Inc. 401K
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
|
|
6.
|
SHARED
VOTING POWER
344,952 (1)
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
344,952 (1)
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
344,952 (1)
|
|
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.57%
(based on 60,132,822 shares outstanding as of January 8, 2021)
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
(1)
|
Alan
Honig and Renee Honig are co-trustees of Roth 401K and in such capacity are each deemed
to hold voting and dispositive power over the securities held by such entity.
|
CUSIP
No. 731094108
|
|
1.
|
NAME
OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GRQ Consultants, Inc. Roth 401K FBO Renee Honig
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
|
|
6.
|
SHARED
VOTING POWER
49,308 (1)
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
49,308 (1)
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
49,308 (1)
|
|
|
|
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
|
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.08%
(based on 60,132,822 shares outstanding as of January 8, 2021)
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
(1)
|
Alan
Honig and Renee Honig are co-trustees of Roth 401K and in such capacity are each deemed
to hold voting and dispositive power over the securities held by such entity.
|
Item
1(a).
|
Name
of Issuer:
|
|
|
|
PolarityTE,
Inc., a Delaware corporation (“Issuer”).
|
|
|
Item
1(b).
|
Address
of Issuer’s Principal Executive Offices:
|
|
|
|
123
Wright Brothers Drive, Salt Lake City, Utah 84116
|
|
|
Item
2(a).
|
Name
of Person Filing.
|
|
|
|
The
statement is filed on behalf of Barry Honig, Renee Noel Honig (“Renee Honig”),
Alan S. Honig (“Alan Honig”), Barry & Renee Honig Charitable Foundation,
Inc. (the “Foundation”), GRQ Consultants, Inc. 401K (“401K”),
GRQ Consultants, Inc. Roth 401K FBO Barry Honig (“Roth 401K”) and GRQ Consultants,
Inc. Roth 401K FBO Renee Honig (“Renee 401K”) (collectively, the “Reporting
Persons”).
|
|
|
|
Alan
Honig is president of the Foundation and in such capacity has voting and dispositive
power over the securities held by such entity. Alan Honig and Renee Honig are co-trustees
of each of 401K, Roth 401K and Renee 401K and in such capacity each has voting and dispositive
power over the securities held by each such entity.
|
|
|
|
By
virtue of his current relationship with his father with regard to the shares of common
stock held by 401K, Roth 401K, and Renee 410K, and the spousal relationship with his
wife with regard to the shares of common stock held by 401K, Roth 401K, and Renee 401K,
Barry Honig may have influence on all of the shares of common stock held by each of 401K,
Roth 401K, and Renee 401K, and may be deemed, directly or indirectly, to have beneficial
ownership of all of such shares of common stock.
|
|
|
Item
2(b).
|
Address
of Principal Business Office or, if None, Residence.
|
|
|
|
215
SE Spanish Trail, Boca Raton, FL 33432
|
|
|
Item
2(c).
|
Citizenship.
|
|
|
|
Barry
Honig, Renee Honig and Alan Honig are each citizens of the United States. The Foundation,
401K, Roth 401K, and Renee 401K, are each organized in the state of Florida.
|
|
|
Item
2(d).
|
Title
of Class of Securities.
|
|
|
|
Common
Stock, par value $0.001.
|
|
|
Item
2(e).
|
CUSIP
Number.
|
|
|
|
731094108
|
|
|
Item
3.
|
Type of Person.
|
|
|
|
Not applicable.
|
Item
4.
|
Ownership.
|
|
|
|
The
information required by Items 4(a) – (c) is set forth in Rows (5) – (11)
of the cover page for each of the Reporting Persons hereto, including footnotes, and
is incorporated herein by reference for the Reporting Persons. The percentage set forth
in Row (11) of the cover page for each of the Reporting Persons is based on a total of
60,132,822 shares of common stock of the Issuer as of January 8, 2021, as disclosed on
the Issuer’s Prospectus Supplement filed pursuant to 424(b)(5) (to the Prospectus
dated February 22, 2019) filed with the Securities and Exchange Commission on January
26, 2021. The information set forth in Rows (5) – (11) of the cover page for each
of the Reporting Persons hereto is made as of December 31, 2020.
|
|
|
Item
5.
|
Ownership
of Five Percent or Less of a Class.
|
|
|
|
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [X].
|
|
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another Person.
|
|
|
|
Not
applicable.
|
|
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company.
|
|
|
|
Not
applicable.
|
|
|
Item
8.
|
Identification
and Classification of Members of the Group.
|
|
|
|
Not
applicable.
|
|
|
Item
9.
|
Notice
of Dissolution of Group.
|
|
|
|
Not
applicable.
|
|
|
Item
10.
|
Certifications.
|
|
|
|
By
signing below I certify that, to the best of my knowledge and belief, the securities
referred to above were not acquired and are not held for the purpose of or with the effect
of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that
purpose or effect.
|
Signature
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
February
11, 2021
|
|
Date
|
|
|
|
BARRY
HONIG
|
|
|
|
/s/
Barry Honig
|
|
Signature
|
|
|
|
RENEE
NOEL HONIG
|
|
|
|
/s/
Renee Noel Honig
|
|
Signature
|
|
|
|
ALAN
S. HONIG
|
|
|
|
/s/
Alan S. Honig
|
|
Signature
|
|
|
|
BARRY
& RENEE HONIG CHARITABLE FOUNDATION, INC.
|
|
|
|
/s/
Alan S. Honig
|
|
Signature
|
|
|
|
Alan
S. Honig, President
|
|
Name/Title
|
|
|
|
GRQ
CONSULTANTS, INC. ROTH 401K FBO BARRY HONIG
|
|
|
|
/s/Renee
Noel Honig
|
|
Signature
|
|
|
|
Renee
Noel Honig, Co-Trustee
|
|
Name/Title
|
|
|
|
/s/
Alan S. Honig
|
|
Signature
|
|
|
|
Alan
S. Honig, Co-Trustee
|
|
Name/Title
|
|
GRQ
CONSULTANTS, INC. ROTH 401K FBO RENEE HONIG
|
|
|
|
/s/
Renee Noel Honig
|
|
Signature
|
|
|
|
Renee
Noel Honig, Co-Trustee
|
|
Name/Title
|
|
|
|
/s/
Alan S. Honig
|
|
Signature
|
|
|
|
Alan
S. Honig, Co-Trustee
|
|
Name/Title
|
|
|
|
GRQ
CONSULTANTS, INC. 401K
|
|
|
|
/s/
Renee Noel Honig
|
|
Signature
|
|
|
|
Renee
Noel Honig, Co-Trustee
|
|
Name/Title
|
|
|
|
/s/
Alan S. Honig
|
|
Signature
|
|
|
|
Alan
S. Honig, Co-Trustee
|
|
Name/Title
|
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