Statement of Changes in Beneficial Ownership (4)
March 03 2023 - 05:26PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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BARKLEY MICHAEL T |
2. Issuer Name and Ticker or Trading Symbol
PACCAR INC
[
PCAR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SR. VICE PRESIDENT/CONTROLLER |
(Last)
(First)
(Middle)
777 - 106TH AVE. N.E. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/1/2023 |
(Street)
BELLEVUE, WA 98004
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/1/2023 | | M(1) | | 1972.0000 | A | $0.0000 (1) | 52100.0000 | D | |
Common Stock | 3/1/2023 | | F(2) | | 535.0000 | D | $72.2000 | 51565.0000 | D | |
Common Stock | | | | | | | | 8.7750 | I | By PACCAR Employee Stock Purchase Plan (ESPP) |
Common Stock | | | | | | | | 32496.7960 (3) | I | By PACCAR Savings Investment Plan (SIP) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $73.0500 | 3/1/2023 | | A (4) | | 19716.0000 | | 1/1/2026 | 3/1/2033 | Common Stock | 19716.0000 | (4) | 19716.0000 | D | |
Stock Units (LTIP) | (5) | 3/1/2023 | | M (1) | | | 1972.0000 | (5) | (5) | Common Stock | 1972.0000 | (1) | 11413.0000 | D | |
Stock Option | $43.7067 | | | | | | | 1/1/2022 | 2/6/2029 | Common Stock | 23679.0000 | | 23679.0000 | D | |
Stock Option | $45.0867 | | | | | | | 1/1/2020 | 2/7/2027 | Common Stock | 18486.0000 | | 18486.0000 | D | |
Stock Option | $45.7933 | | | | | | | 1/1/2021 | 2/7/2028 | Common Stock | 17058.0000 | | 17058.0000 | D | |
Stock Option | $50.7867 | | | | | | | 1/1/2023 | 2/4/2030 | Common Stock | 18831.0000 | | 18831.0000 | D | |
Stock Option | $61.2600 | | | | | | | 1/1/2024 | 2/2/2031 | Common Stock | 20682.0000 | | 20682.0000 | D | |
Stock Option | $62.8667 | | | | | | | 1/1/2025 | 2/7/2032 | Common Stock | 19494.0000 | | 19494.0000 | D | |
Stock Units (DCP) | (6) | | | | | | | (6) | (6) | Common Stock | 1703.8020 | | 1703.8020 | D | |
Explanation of Responses: |
(1) | Restricted stock units converted to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions. |
(2) | Shares withheld for payment of tax liability in connection with the vesting of restricted shares and/or restricted stock units. |
(3) | Balance includes shares awarded under PACCAR Savings Investment Plan (Company match) in exempt transaction(s) under Rule16b-3(c) and Rule 16b-3(d). |
(4) | Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP). |
(5) | Restricted stock units held in deferred phantom stock account under Long Term Incentive Plan (LTIP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions. |
(6) | Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable conditions. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BARKLEY MICHAEL T 777 - 106TH AVE. N.E. BELLEVUE, WA 98004 |
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| SR. VICE PRESIDENT/CONTROLLER |
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Signatures
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Michael R. Beers, by Power of Attorney | | 3/3/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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