Current Report Filing (8-k)

Date : 05/16/2019 @ 5:06PM
Source : Edgar (US Regulatory)
Stock : Nicolet Bankshares Inc. (NCBS)
Quote : 61.13  0.0 (0.00%) @ 1:00AM

Current Report Filing (8-k)




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): May 13, 2019

NICOLET BANKSHARES, INC.
(Exact name of registrant as specified in its charter)  
 
Wisconsin
 
001-37700
 
47-0871001
(State or other jurisdiction of
incorporation or organization)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
111 North Washington Street
Green Bay, Wisconsin 54301
(Address of principal executive offices)
 
(920) 430-1400
(Registrant’s telephone number, including area code)
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
  
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common stock, par value $0.01 per share
NCBS
The NASDAQ Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter.)
 Emerging Growth Company ¨
 If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨





Item 5.07
Submission of Matters to a Vote of Security Holders.
 
At the annual meeting of the shareholders of Nicolet Bankshares, Inc. (“Nicolet”), held on May 13, 2019 (the “Annual Meeting”), Nicolet’s shareholders approved the following proposals by the votes set forth below:
 
Proposal 1: Election of Directors  
Name
 
For

 
Withheld

 
Broker Non-Votes

Robert B. Atwell
 
6,645,391

 
41,511

 
1,749,329

Rachel Campos-Duffy
 
6,493,900

 
191,826

 
1,749,329

Michael E. Daniels
 
6,626,020

 
60,882

 
1,749,329

John N. Dykema
 
6,193,775

 
493,127

 
1,749,329

Terrence R. Fulwiler
 
6,591,514

 
95,388

 
1,749,329

Christopher J. Ghidorzi
 
6,594,873

 
92,029

 
1,749,329

Andrew F. Hetzel, Jr.
 
6,604,878

 
82,024

 
1,749,329

Donald J. Long, Jr.
 
6,607,950

 
78,952

 
1,749,329

Dustin J. McClone
 
6,527,467

 
159,435

 
1,749,329

Susan L. Merkatoris
 
6,636,025

 
50,877

 
1,749,329

Randy J. Rose
 
6,161,492

 
525,410

 
1,749,329

Oliver Pierce Smith
 
6,598,082

 
88,820

 
1,749,329

Robert J. Weyers
 
5,233,475

 
1,453,427

 
1,749,329


  Proposal 2: Ratification of the selection of Porter Keadle Moore, LLC as Nicolet’s independent registered public
accounting firm for the year ending December 31, 2019.
For
 
Against
 
Abstain
 
Broker Non-Votes
8,387,164
 
37,525
 
27,952
 
N/A
 
Proposal 3: Approval of an amendment to the Nicolet Bankshares, Inc. 2011 Long-Term Incentive Plan to increase the
number of shares authorized for issuance from 1,500,000 to 3,000,000 shares.
For
 
Against
 
Abstain
 
Broker Non-Votes
4,725,998
 
1,751,491
 
225,823
 
1,749,329
 
Proposal 4: Advisory approval of Nicolet's named executive officer compensation.
For
 
Against
 
Abstain
 
Broker Non-Votes
5,778,253
 
516,720
 
408,339
 
1,749,329

Proposal 5: Advisory vote on the frequency of advisory approval of Nicolet's named executive officer compensation.
1 Year
 
2 Years
 
3 Years
 
Abstain
 
Broker Non-Votes
6,136,387
 
59,319
 
360,536
 
147,070
 
1,749,329














Signatures
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: May 16, 2019
NICOLET BANKSHARES, INC.
 
 
 
 
 
 
By:
/s/ Ann K. Lawson
 
 
 
Name: Ann K. Lawson
 
 
 
Title:  Chief Financial Officer
 
 
 
 
 



Nicolet Bankshares Inc. (NASDAQ:NCBS)
Historical Stock Chart

1 Year : From Jun 2018 to Jun 2019

Click Here for more Nicolet Bankshares Inc. Charts.

Nicolet Bankshares Inc. (NASDAQ:NCBS)
Intraday Stock Chart

Today : Thursday 27 June 2019

Click Here for more Nicolet Bankshares Inc. Charts.

Latest NCBS Messages

{{bbMessage.M_Alias}} {{bbMessage.MSG_Date}} {{bbMessage.HowLongAgo}} {{bbMessage.MSG_ID}} {{bbMessage.MSG_Subject}}

Loading Messages....


No posts yet, be the first! No {{symbol}} Message Board. Create One! See More Posts on {{symbol}} Message Board See More Message Board Posts


Your Recent History
LSE
GKP
Gulf Keyst..
LSE
QPP
Quindell
FTSE
UKX
FTSE 100
LSE
IOF
Iofina
FX
GBPUSD
UK Sterlin..
Stocks you've viewed will appear in this box, letting you easily return to quotes you've seen previously.

Register now to create your own custom streaming stock watchlist.


NYSE, AMEX, and ASX quotes are delayed by at least 20 minutes.
All other quotes are delayed by at least 15 minutes unless otherwise stated.