Statement of Changes in Beneficial Ownership (4)
October 21 2020 - 6:24PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
HASTINGS REED |
2. Issuer Name and Ticker or Trading Symbol
NETFLIX INC
[
NFLX
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Co-CEO |
(Last)
(First)
(Middle)
100 WINCHESTER CIRCLE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/20/2020 |
(Street)
LOS GATOS, CA 95032
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 10/20/2020 | | M | | 32739 (1) | A | $38.18 | 32739 | D | |
Common Stock | 10/20/2020 | | S | | 2200 (1) | D | $523.0582 (2) | 30539 | D | |
Common Stock | 10/20/2020 | | M | | 36890 (1) | A | $33.8843 | 67429 | D | |
Common Stock | 10/20/2020 | | S | | 8346 (1) | D | $524.0138 (3) | 59083 | D | |
Common Stock | 10/20/2020 | | M | | 36141 (1) | A | $34.5843 | 95224 | D | |
Common Stock | 10/20/2020 | | S | | 22557 (1) | D | $525.0683 (4) | 72667 | D | |
Common Stock | 10/20/2020 | | M | | 42763 (1) | A | $29.2329 | 115430 | D | |
Common Stock | 10/20/2020 | | S | | 30915 (1) | D | $526.0562 (5) | 84515 | D | |
Common Stock | 10/20/2020 | | M | | 29148 (1) | A | $28.5914 | 113663 | D | |
Common Stock | 10/20/2020 | | S | | 21453 (1) | D | $527.0156 (6) | 92210 | D | |
Common Stock | 10/20/2020 | | S | | 17567 (1) | D | $528.0738 (7) | 74643 | D | |
Common Stock | 10/20/2020 | | S | | 22155 (1) | D | $528.9442 (8) | 52488 | D | |
Common Stock | 10/20/2020 | | S | | 24378 (1) | D | $529.99 (9) | 28110 | D | |
Common Stock | 10/20/2020 | | S | | 17410 (1) | D | $530.9975 (10) | 10700 | D | |
Common Stock | 10/20/2020 | | S | | 7600 (1) | D | $531.7733 (11) | 3100 | D | |
Common Stock | 10/20/2020 | | S | | 3100 (1) | D | $532.8427 (12) | 0 | D | |
Common Stock | | | | | | | | 5088392 | I | by Trust (13) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (right to buy) | $28.5914 | 10/20/2020 | | M | | | 29148 (1) | 12/1/2010 | 12/1/2020 | Common Stock | 29148 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $29.2329 | 10/20/2020 | | M | | | 42763 (1) | 3/1/2011 | 3/1/2021 | Common Stock | 42763 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $33.8843 | 10/20/2020 | | M | | | 36890 (1) | 5/2/2011 | 5/2/2021 | Common Stock | 36890 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $34.5843 | 10/20/2020 | | M | | | 36141 (1) | 4/1/2011 | 4/1/2021 | Common Stock | 36141 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $38.18 | 10/20/2020 | | M | | | 32739 (1) | 6/1/2011 | 6/1/2021 | Common Stock | 32739 | $0.0 | 0 | D | |
Explanation of Responses: |
(1) | Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). |
(2) | This transaction was executed in multiple trades at prices ranging from $522.50 to $523.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(3) | This transaction was executed in multiple trades at prices ranging from $523.50 to $524.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(4) | This transaction was executed in multiple trades at prices ranging from $524.50 to $525.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(5) | This transaction was executed in multiple trades at prices ranging from $525.50 to $526.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(6) | This transaction was executed in multiple trades at prices ranging from $526.50 to $527.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(7) | This transaction was executed in multiple trades at prices ranging from $527.50 to $528.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(8) | This transaction was executed in multiple trades at prices ranging from $528.50 to $529.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(9) | This transaction was executed in multiple trades at prices ranging from $529.50 to $530.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(10) | This transaction was executed in multiple trades at prices ranging from $530.50 to $531.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(11) | This transaction was executed in multiple trades at prices ranging from $531.50 to $532.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(12) | This transaction was executed in multiple trades at prices ranging from $532.50 to $533.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(13) | As Trustee of the Hastings-Quillin Family Trust |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HASTINGS REED 100 WINCHESTER CIRCLE LOS GATOS, CA 95032 | X |
| Co-CEO |
|
Signatures
|
By: Veronique Bourdeau, Authorized Signatory For: Reed Hastings | | 10/21/2020 |
**Signature of Reporting Person | Date |
Netflix (NASDAQ:NFLX)
Historical Stock Chart
From Mar 2024 to Apr 2024
Netflix (NASDAQ:NFLX)
Historical Stock Chart
From Apr 2023 to Apr 2024