Notification That Annual Report Will Be Submitted Late (nt 10-k)
July 29 2022 - 4:30PM
Edgar (US Regulatory)
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SEC
FILE NUMBER
001-41443 |
CUSIP
NUMBER
64113L
103 |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
(Check
One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form
N-CSR
For
Period Ended: April 30, 2022
[ ]
Transition Report on Form 10-K
[ ]
Transition Report on Form 20-F
[ ]
Transition Report on Form 11-K
[ ]
Transition Report on Form 10-Q
For
the Transition Period Ended: ________________________
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein. |
If
the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:
PART
I — REGISTRANT INFORMATION
Netcapital
Inc.
Full
Name of Registrant
Former
Name if Applicable
1
Lincoln Street
Address
of Principal Executive Office (Street and Number)
Boston,
MA, 02111
City,
State and Zip Code
PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate.)
|
(a) |
The
reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
[X] |
(b) |
The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR,
or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly
report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before
the fifth calendar day following the prescribed due date; and |
|
(c) |
The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART
III — NARRATIVE
State
below in reasonable detail why the Form 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR or the transition report portion thereof, could not
be filed within the prescribed time period. (Attach extra sheets if needed.)
The
compilation, dissemination and review of the information required to be presented in the Form 10-K for the relevant fiscal year has imposed
time constraints that have rendered timely filing of the Form 10-K impracticable without undue hardship and expense to the registrant.
The registrant undertakes the responsibility to file such annual report no later than 15 days after its original due date.
PART
IV — OTHER INFORMATION
(1)
Name and telephone number of person to contact in regard to this notification
Cecilia
Lenk |
|
(781) |
|
925-1700 |
(Name) |
|
(Area
Code) |
|
(Telephone
Number) |
(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s)
been filed? If the answer is no, identify report(s). [X] Yes [ ] No
(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report or portion thereof?
[X]
Yes[ ] No
If
so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why
a reasonable estimate of the results cannot be made.
We
are not able to release financial information at this time due to the potential impact on our financial results of certain complex transactions
that require additional review from our independent registered public accounting firm.
Netcapital Inc.
(Name
of Registrant as Specified in Charter)
has
caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.
|
|
|
|
|
Date: July 29, 2022 |
|
By: |
|
/s/
Cecilia Lenk |
|
|
|
|
Cecilia Lenk |
|
|
|
|
Chief Executive Officer |
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