Current Report Filing (8-k)
January 11 2021 - 7:01AM
Edgar (US Regulatory)
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2021-01-11
2021-01-11
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): January 11, 2021
NEKTAR
THERAPEUTICS
(Exact
Name of Registrant as Specified in Charter)
Delaware
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0-24006
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94-3134940
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(State
or Other Jurisdiction
of Incorporation)
|
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(Commission
File Number)
|
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(IRS
Employer
Identification No.)
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455
Mission Bay Boulevard South
San
Francisco, California 94158
(Address
of Principal Executive Offices and Zip Code)
Registrant’s
telephone number, including area code: (415) 482-5300
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
symbol(s)
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Name
of each exchange on which
registered
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Common
Stock, $0.0001 par value
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NKTR
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NASDAQ
Global Select Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
2.02 Results of Operations and Financial Condition.
Please
see the disclosure relating to the estimated cash and investments in marketable securities of Nektar Therapeutics, a Delaware
corporation (the “Company”), set forth under Item 7.01 “Regulation FD Disclosure” of this Current Report
on Form 8-K, which is incorporated by reference into this Item 2.02.
Item
7.01 Regulation FD Disclosure.
On
January 6, 2021, the Company announced that President and Chief Executive Officer, Howard Robin, will make a presentation at the
upcoming 39th Annual J.P. Morgan Virtual Healthcare Conference on Monday, January 11, 2021, at 11:50 a.m. Pacific Time.
The presentation and Q&A session will be accessible via Webcast through a link posted on the Investor Events Calendar section
of the Nektar website: https://ir.nektar.com/events-and-presentations/events. This Webcast will be available for replay until
February 10, 2021.
In
addition, Mr. Robin intends to announce that, based upon the Company’s preliminary estimates, as of December 31, 2020, the
Company had cash and investments of approximately $1.2 billion. This financial information has been prepared by and is the responsibility
of the Company’s management and has not been audited by the Company’s independent registered public accounting firm.
Accordingly, the Company’s independent registered public accounting firm does not express an opinion on or provide any other
form of assurance with respect to this preliminary data. This financial information is subject to the completion of the Company’s
year-end financial closing procedures, the preparation of the Company’s consolidated financial statements, and the completion
of the audit of the Company’s consolidated financial statements as of and for the year ended December 31, 2020, and the
Company’s actual results may differ from these estimates.
The
Company expects the presentation and Q&A session will include certain forward-looking statements regarding the Company’s
business and proprietary drug candidates, the timing of the start and conclusion of planned or ongoing clinical trials, the timing
and outcome of regulatory decisions, and future availability of clinical trial data. Actual results could differ materially from
these forward-looking statements, which are subject to important risks and uncertainties set forth in the Company’s Quarterly
Report on Form 10-Q filed with the Securities and Exchange Commission on November 6, 2020. The Company undertakes no obligation
to update forward-looking statements, whether as a result of new information, future events or otherwise.
The
information in this Item 7.01 is being furnished and shall not be deemed “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section or Sections 11 and 12(a)(2)
of the Securities Act of 1933, as amended. The information contained in this Item 7.01 shall not be incorporated by reference into
any filing with the Securities and Exchange Commission (the “SEC”) made by Nektar, whether made before or after the
date hereof, regardless of any general incorporation language in such filing.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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NEKTAR
THERAPEUTICS
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By:
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/s/
Mark A. Wilson
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Name:
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Mark A. Wilson
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Title:
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General
Counsel and Secretary
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Date:
January 11, 2021
2
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