Current Report Filing (8-k)
September 28 2021 - 4:14PM
Edgar (US Regulatory)
0001680048
false
0001680048
2021-09-28
2021-09-28
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
September 28, 2021
Mustang Bio, Inc.
(Exact Name of Registrant as Specified in
Charter)
Delaware
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001-38191
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47-3828760
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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377 Plantation Street
Worcester, Massachusetts 01605
(Address of Principal Executive Offices)
(781) 652-4500
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.0001 per share
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MBIO
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NASDAQ Global Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). x
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 4.01.
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Changes in Registrant’s Certifying Accountant.
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(b) New
independent registered public accounting firm.
On September 28, 2021, Mustang Bio, Inc. (the “Company”)
retained KPMG LLP (“KPMG”) as its new independent registered public accounting firm. The Company’s Audit Committee and
Board of Directors participated in and approved this decision.
During the Company’s fiscal years ended December
31, 2019 and 2020, and through September 28, 2021, the Company did not consult with KPMG regarding any matters described in Items 304(a)(2)(i)
or 304(a)(2)(ii) of Regulation S-K.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 28, 2021
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Mustang Bio, Inc.
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(Registrant)
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By:
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/s/ Manuel Litchman, M.D.
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Manuel Litchman, M.D.
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President and Chief Executive Officer
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