Current Report Filing (8-k)

Date : 04/16/2019 @ 9:32PM
Source : Edgar (US Regulatory)
Stock : MoSys Inc (MOSY)
Quote : 2.38  0.01 (0.42%) @ 4:11PM

Current Report Filing (8-k)





Washington, D.C. 20549



Form 8-K



Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 15, 2019



MoSys, Inc.

(Exact name of registrant as specified in its charter)




(Commission File Number)


Delaware     77-0291941

(State or other jurisdiction of



(I.R.S. Employer

Identification No.)

2309 Bering Drive

San Jose, California 95131

(Address of principal executive offices, with zip code)

(408) 418-7500

(Registrant’s telephone number, including area code)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On April 15, 2019, MoSys, Inc. (the “Company”) announced that James W. Sullivan would be resigning from his position as the Company’s Chief Financial Officer to pursue a leadership opportunity outside of the Company. Mr. Sullivan has agreed to continue as the Company’s Chief Financial Officer on a part-time basis for up to 90 days while the Company evaluates candidates to succeed him. The Company expects Mr. Sullivan to continue in an advisory capacity to the Company following his employment termination.


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: April 16, 2019     By:     /s/ Daniel Lewis
      Daniel Lewis
      President and Chief Executive Officer

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