Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
January 26 2023 - 08:16AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C.
20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
For the month of January 2023
Commission File Number 001-37652
Midatech Pharma
PLC
(Translation of registrant’s name into English)
1 Caspian Point,
Caspian Way,
Cardiff, CF10 4DQ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file
annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☒ Form 40-F
☐
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1):
☐
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7):
☐
This Report on Form 6-K is hereby incorporated by reference
into the Company’s Registration Statement on Form F-3 (File No.
333-267932).
EXPLANATORY NOTE
On January 23, 2023, following the failure to receive the necessary
shareholder approval, Midatech Pharma PLC (the “Company”)
received a termination notice from Bioasis Technologies Inc.
(“Bioasis”) to terminate the Arrangement Agreement, by and between
the Company and Bioasis, dated as of December 13, 2022, as amended
on December 18, 2022 (the “Arrangement Agreement”), and the
transactions related thereto.
In connection with the termination of the Arrangement Agreement, on
January 26, 2023, the Company terminated the Securities Purchase
Agreement by and between the Company and a certain institutional
investor (the “Investor”), dated as of December 13, 2022, as
amended on December 16, 2022, and the Registration Rights
Agreement, by and between the Company and the Investor, dated as of
December 13, 2022.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
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Midatech Pharma
PLC |
|
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Date: January 26, 2023 |
By: |
/s/ Stephen Stamp |
|
Stephen
Stamp |
|
Chief Executive
Officer and |
|
Chief Financial
Officer |
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