Current Report Filing (8-k)
September 13 2021 - 3:18PM
Edgar (US Regulatory)
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2021-09-13
2021-09-13
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2021-09-13
2021-09-13
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2021-09-13
2021-09-13
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported) September 13, 2021
MECHANICAL
TECHNOLOGY INC.
(Exact
name of registrant as specified in its charter)
Nevada
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|
000-06890
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14-1462255
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(State
or other jurisdiction
of Incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification Number)
|
325
Washington Avenue Extension
Albany,
NY
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|
12205
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(Address
of registrant's principal executive office)
|
|
(Zip
code)
|
(518)
218-2550
(Registrant's
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
|
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
symbol(s)
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Name
of each exchange on which
registered
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Common Stock, par
value $0.001 per share
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|
MKTY
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The Nasdaq Stock
Market
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9.0% Series A Cumulative
Perpetual Preferred Stock,
par value $0.001 per share
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|
MKTYP
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|
The Nasdaq Stock
Market
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or
Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
2.02 Results of Operations and Financial Condition
On
September 13, 2021, Mechanical Technology, Incorporated (the “Company”) issued a press release announcing its financial
and business highlights for the month ended August 31, 2021. The press release is attached hereto as Exhibit 99.1 under Item 9.01
of this Current Report on Form 8-K (this “Form 8-K”) and is incorporated by reference herein.
Additionally,
on September 13, 2021, the Company delivered to the Company’s stockholders a presentation of the Company’s results
for the month ended August 31, 2021. The Company released presentation materials that incorporate the Company’s monthly
results, a discussion of each business segment and recent business highlights. The materials of the presentation are available
at the Company’s website, specifically located at https://ecochainmining.com/news/monthlyflashseptember2021 /.
Item
8.01 Other Events
Reference
is made to the disclosure in Item 2.02 of this Form 8-K, which disclosure is incorporated herein by reference.
The
information contained in this Form 8-K provided under Item 8.01 and Exhibit 99.1 attached hereto are furnished to, but shall not
be deemed filed with, the Securities and Exchange Commission (the “SEC”) or incorporated by reference into the Company's
filings under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.
Forward-Looking
Statements
This
Form 8-K and Exhibit 99.1 contain forward-looking statements. Forward-looking statements include, but are not limited to, statements
that express the Company’s intentions, beliefs, expectations, strategies, predictions or any other statements related to
the Company’s future activities, or future events or conditions. These statements are based on current expectations, estimates
and projections about the Company’s business based, in part, on assumptions made by its management. These statements are
not guarantees of future performances and involve risks, uncertainties and assumptions that are difficult to predict. Therefore,
actual outcomes and results may differ materially from what is expressed or forecasted in the forward-looking statements due to
numerous factors, including those risks that may be included in documents that the Company files from time to time with the SEC.
Any forward-looking statements speak only as of the date on which they are made, and the Company undertakes no obligation to update
any forward-looking statement to reflect events or circumstances after the date of this Form 8-K, except as required by law.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits
https://www.mechtech.com/investors/
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date: September 13, 2021
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MECHANICAL TECHNOLOGY, INCORPORATED
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By:
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/s/ Jessica
L. Thomas
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Name:
Jessica L. Thomas
Title:
Chief Financial Officer
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