Initial Statement of Beneficial Ownership (3)
October 07 2020 - 04:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jung Sherman |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/2/2020
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3. Issuer Name and Ticker or Trading Symbol
Manitex International, Inc. [MNTX]
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(Last)
(First)
(Middle)
C/O MANITEX INTERNATIONAL, INC., 9735 INDUSTRIAL DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP/Interim PFO/Interim PAO / |
(Street)
BRIDGEVIEW, IL 60455
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 9861 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes 1,650 shares that will vest on March 6, 2021, 1,650 shares that will vest on March 13, 2020, 1,650 shares that will vest on March 6, 2022, 1,700 shares that will vest on March 13, 2022 and 1,700 shares that will vest on March 6, 2023. |
Remarks: EXHIBIT LIST - Exhibit 24 - Power of Attorney for Sherman Jung |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Jung Sherman C/O MANITEX INTERNATIONAL, INC. 9735 INDUSTRIAL DRIVE BRIDGEVIEW, IL 60455 |
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| SVP/Interim PFO/Interim PAO |
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Signatures
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/s/ Sherman Jung | | 10/7/2020 |
**Signature of Reporting Person | Date |
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