Securities Registration: Employee Benefit Plan (s-8)
June 21 2022 - 04:07PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on
June 21, 2022
Registration
No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF
1933
LUCID GROUP, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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85-0891392 |
(State or other
jurisdiction of
incorporation or organization) |
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(I.R.S.
Employer
Identification No.) |
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7373 Gateway Blvd
Newark, CA 94560
Telephone: (510) 648-3553
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(Address of Principal Executive Offices, Including Zip
Code) |
Lucid Group, Inc. Amended and Restated 2021 Stock Incentive
Plan
(including the Lucid Group, Inc. 2021 Employee Stock
Purchase Plan attached thereto)
(Full title of the plan)
Peter Rawlinson
Chief Executive Officer
7373 Gateway Blvd.
Newark, CA 94560
Telephone: (510) 648-3553
(Name, address and telephone number, including area code, of agent
for service)
With a copy to:
Jonathan Butler |
Emily Roberts |
General Counsel and Secretary |
Davis Polk & Wardwell LLP |
Lucid Group, Inc. |
1600 El Camino Real |
7373 Gateway Blvd. |
Menlo Park, CA 94025 |
Newark, CA 94560 |
(650) 752-2000 |
(510) 648-3553 |
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Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, a
smaller reporting company or an emerging growth company. See the
definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company” and “emerging growth company” in
Rule 12b-2 of the Exchange Act.
Large
accelerated filer x |
Accelerated filer ¨ |
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Non-accelerated
filer ¨ (Do not check if a smaller
reporting company) |
Smaller reporting
company ¨ |
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Emerging growth
company ¨ |
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the
Securities Act. ☐
Lucid Group, Inc. (the
“Registrant”) is filing this Registration Statement with the
Securities and Exchange Commission (the “Commission”) to
register (i) an additional 15,000,000 shares of common stock,
$0.0001 par value per share (the “Common Stock”), issuable
to eligible persons under the Lucid Group, Inc. Amended and
Restated 2021 Stock Incentive Plan (the “Incentive Plan”)
and (ii) an additional 10,185,388 shares of Common Stock
issuable to eligible persons under the Incentive Plan by reason of
the recycling provisions of Section 5 of the Incentive
Plan.
The Registrant
previously filed a registration statement on Form S-8 filed
with the Commission on September 24, 2021 (the “Prior
Registration Statement”). This Registration Statement relates to
securities of the same class as those to which the Prior
Registration Statement relates. Pursuant to General Instruction E
of Form S-8, the contents of the Prior Registration
Statement are incorporated herein by reference, including all
attachments and exhibits thereto, except to the extent
supplemented, amended or superseded by the information set forth
herein.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The following documents are incorporated herein by reference:
(a) The Registrant’s Annual
Report on Form 10-K for the year ended December 31, 2021,
as filed with the Commission on February 28, 2022 (the
“Annual Report”);
(b) The portions of the
Registrant’s Definitive Proxy Statement on Schedule 14A, as filed
with the Commission on April 28, 2022, that are incorporated
by reference into the Annual Report;
(c) The Registrant’s Quarterly
Report on Form 10-Q for the quarter ended March 31, 2022,
as filed with the Commission on May 5, 2022;
(d) The Registrant’s Current Reports on Form 8-K, as
filed with the Commission on February 28, 2022, April 26, 2022, May 5, 2022, June 2, 2022, June 13, 2022 and June 15, 2022 (except for
any portions of such Current Reports on Form 8-K furnished
pursuant to Item 2.02 and/or Item 7.01 thereof and any
corresponding exhibits thereto not filed with the Commission);
(e) The description of the Registrant’s capital stock which is
contained in Exhibit 4.6 of the Annual
Report, including any amendment or report filed for the purpose of
updating such description.
All documents filed by the Registrant pursuant to Sections 13(a),
13(c), 14 or 15(d) of the Exchange Act of 1934, as amended
(the “Exchange Act”) after the date of this Registration
Statement and prior to the filing of a post-effective amendment
that indicates that all securities offered hereby have been sold or
which deregisters all securities then remaining unsold, are
incorporated by reference in this Registration Statement and are a
part hereof from the date of filing of such documents; except as to
any portion of any future annual or quarterly report to
stockholders or document or current report furnished under current
Items 2.02 or 7.01 of Form 8-K that is not deemed filed under
such provisions. Any statement contained in a document incorporated
or deemed to be incorporated by reference herein shall be deemed to
be modified or superseded for purposes of this Registration
Statement to the extent that a statement contained herein or in any
other subsequently filed document which also is or is deemed to be
incorporated by reference herein modifies or supersedes such
statement. Any statement so modified or superseded shall not be
deemed, except as so modified or superseded, to constitute a part
of this Registration Statement.
Item 8. Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant
certifies that it has reasonable grounds to believe that it meets
all of the requirements for filing on Form S-8 and has duly
caused this Registration Statement to be signed on its behalf by
the undersigned, thereunto duly authorized, in the City of Newark,
State of California on the 21st day of
June 2022.
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LUCID
GROUP, INC. |
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By: |
/s/ Sherry House |
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Name: |
Sherry
House |
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Title: |
Chief Financial
Officer |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose
signature appears below hereby constitutes and appoints Peter
Rawlinson and Sherry House, and each of them, his or her true and
lawful attorneys-in-fact and agents, with full power of
substitution and resubstitution, for him or her and in his or her
name, place and stead, in any and all capacities, to sign any and
all amendments (including post-effective amendments) to this
registration statement and any and all additional registration
statements pursuant to Rule 462(b) of the Securities Act
of 1933, and to file the same, with all exhibits thereto, and all
other documents in connection therewith, with the Securities and
Exchange Commission, granting unto each said attorney-in-fact and
agents full power and authority to do and perform each and every
act in person, hereby ratifying and confirming all that said
attorneys-in-fact and agents or either of them or their or his or
her substitute or substitutes may lawfully do or cause to be done
by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this
registration statement has been signed by the following persons in
the capacities and on the dates indicated.
Name |
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Title |
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Date |
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/s/ Peter Rawlinson
Peter Rawlinson
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Chief Executive
Officer, Chief Technology Officer and Director
(Principal Executive Officer) |
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June 21,
2022 |
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/s/ Sherry House
Sherry House
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Chief Financial
Officer
(Principal Financial Officer) |
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June 21,
2022 |
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/s/ Gagan Dhingra
Gagan Dhingra
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Principal
Accounting Officer |
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June 21,
2022 |
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/s/ Turqi Alnowaiser
Turqi Alnowaiser
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Director |
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June 21,
2022 |
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/s/ Glenn R. August
Glenn R. August
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Director |
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June 21,
2022 |
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/s/ Nancy Gioia
Nancy Gioia
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Director |
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June 21,
2022 |
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/s/ Frank Lindenberg
Frank Lindenberg
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Director |
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June 21,
2022 |
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/s/ Andrew Liveris
Andrew Liveris
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Director |
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June 21,
2022 |
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/s/ Nichelle Maynard-Elliott
Nichelle Maynard-Elliott
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Director |
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June 21,
2022 |
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/s/ Tony Posawatz
Tony Posawatz
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Director |
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June 21,
2022 |
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/s/ Janet S. Wong
Janet S. Wong
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Director |
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June 21,
2022 |
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