Amended Statement of Ownership (sc 13g/a)
February 16 2021 - 01:30PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Liquidia Technologies,
Inc.
|
(Name of Issuer) |
Common Stock, par value $0.001 per share
|
|
(Title of Class of Securities) |
53635D202
|
|
(CUSIP Number) |
|
December 31, 2020 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to
designate the rule pursuant to which this Schedule is
filed:
x Rule 13d-1(b)
o Rule 13d-1(c)
o Rule 13d-1(d)
*The remainder of this cover page
shall be filled out for a reporting person’s initial filing on this
form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required in the
remainder of this cover page shall not be deemed to be “filed” for
the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
CUSIP No. 53635D202
|
SCHEDULE
13G/A
|
Page 2 of 6 Pages
|
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1
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NAME OF REPORTING PERSONS
ArrowMark Colorado
Holdings, LLC
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
o
|
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware, United States
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
|
6
|
SHARED
VOTING POWER
0
|
7
|
SOLE
DISPOSITIVE POWER
0
|
8
|
SHARED
DISPOSITIVE POWER
0
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
10
|
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
|
12
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TYPE
OF REPORTING PERSON
IA
|
CUSIP No. 53635D202
|
SCHEDULE
13G/A
|
Page 3 of 6 Pages
|
Item 1. |
|
(a) Name of Issuer |
Liquidia Technologies,
Inc.
|
|
(b) Address of Issuer’s Principal
Executive Offices |
419 Davis Drive, Suite 100
Morrisville, North Carolina
27560
Item 2. |
|
(a) Name of Person
Filing |
ArrowMark Colorado Holdings,
LLC
|
|
(b) Address of Principal Business
Office, or, if none, Residence |
100 Fillmore Street, Suite
325
Denver, Colorado 80206
Please refer to Item 4 on each cover
sheet for each filing person
|
|
(d) Title of Class of
Securities |
Common Stock, par value $0.001 per
share
53635D202
CUSIP No. 53635D202
|
SCHEDULE
13G/A
|
Page 4 of 6 Pages
|
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Item 3. If this statement is filed pursuant to §§240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
|
|
(a) |
¨ |
Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o); |
|
|
(b) |
¨ |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c); |
|
|
(c) |
¨ |
Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c); |
|
|
(d) |
¨ |
Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8); |
|
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(e) |
x |
An investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E); |
|
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(f) |
¨ |
An employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
|
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(g) |
¨ |
A parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G); |
|
|
(h) |
¨ |
A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813); |
|
|
(i) |
¨ |
A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3); |
|
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(j) |
¨ |
A non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J); |
|
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(k) |
¨ |
A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing
as a non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J), please specify the type of
institution: |
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|
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CUSIP No. 53635D202
|
SCHEDULE
13G/A
|
Page 5 of 6 Pages
|
Item
4. Ownership
Provide the following information
regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
0
(b) Percent of class: 0%
(c) Number of shares as to which the
person has:
(i) Sole power to vote or to direct
the vote: 0
(ii) Shared power to vote or to
direct the vote: 0
(iii) Sole power to dispose or to
direct the disposition of: 0
(iv) Shared power to dispose or to
direct the disposition of: 0
Item 5. Ownership of Five Percent or
Less of a Class
If this statement is being filed to
report the fact that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five percent of the
class of securities, check the following [X].
Item 6. Ownership of More Than
Five Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and
Classification of the Subsidiary which Acquired the Security Being
Reported on by the Parent Holding Company or Control
Person
Not Applicable
Item 8. Identification and
Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of
Group
Not Applicable
Item 10.
Certification
By signing below I certify that, to the
best of my knowledge and belief, the securities referred to above
were acquired and are held in the ordinary course of business and
were not acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect.
CUSIP No. 53635D202
|
SCHEDULE
13G/A
|
Page 6 of 6 Pages
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SIGNATURE
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set
forth in this statement is true, complete and
correct.
Dated: February 16,
2021
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ArrowMark Colorado
Holdings, LLC |
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By: |
Richard
Grove |
|
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Name: |
Richard
Grove |
|
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Title: |
Chief Compliance
Officer |