Statement of Changes in Beneficial Ownership (4)

Date : 11/18/2019 @ 11:17PM
Source : Edgar (US Regulatory)
Stock : Lattice Semiconductor Corp (LSCC)
Quote : 23.2  -0.14 (-0.60%) @ 8:35PM

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Milstead Byron Wayne
2. Issuer Name and Ticker or Trading Symbol

LATTICE SEMICONDUCTOR CORP [ LSCC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
VP Corp, General Counsel
(Last)          (First)          (Middle)

111 SW 5TH AVE., 7TH FL.
3. Date of Earliest Transaction (MM/DD/YYYY)

11/15/2019
(Street)

PORTLAND, OR 97204
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/15/2019  M  71400 A$5.73 86598 D  
Common Stock 11/15/2019  S(1)  71400 D$19.3645 (2)15198 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Non-Qualified Stock Option (right to buy) $5.73 11/15/2019  M     71400  10/18/2019 (3)10/18/2024 Common Stock 71400 $0.0 0 D  

Explanation of Responses:
(1) The transaction indicated was conducted under an approved 10b5-1 Plan.
(2) The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $19.13 to $19.74.
(3) Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Milstead Byron Wayne
111 SW 5TH AVE., 7TH FL.
PORTLAND, OR 97204


VP Corp, General Counsel

Signatures
/s/ Byron W. Milstead11/18/2019
**Signature of Reporting PersonDate

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