Current Report Filing (8-k)
November 14 2022 - 08:02AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 10, 2022
KINTARA THERAPEUTICS, INC.
(Exact name of Registrant as Specified in Its Charter)
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Nevada
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001-37823
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99-0360497
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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9920 Pacific Heights Blvd,
Suite 150
San Diego,
CA
92121
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(Address of principal executive offices)
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Registrant’s Telephone Number, Including Area Code:
(858)
350-4364
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4©)
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Common Stock
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KTRA
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The
Nasdaq Capital
Market
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§ 230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 3.03
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Material Modification to the Rights of Security Holders.
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The information contained in Item 5.03 below is incorporated by
reference into this Item 3.03.
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Item 5.03
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Amendments to Articles of Incorporation or Bylaws; Change in Fiscal
Year.
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On November 10, 2022, Kintara Therapeutics, Inc. (the “Company”)
filed a Certificate of Change to the Company’s Articles of
Incorporation, as amended, with the Secretary of State of the State
of Nevada (the “Certificate of Change”), which effected, at 5:00
p.m. Eastern Time on November 11, 2022, a one-for-fifty (1:50)
reverse stock
split (the “Reverse Stock Split”) of both the Company’s issued and
outstanding shares of common stock, $0.001 par value per share (the
“Common Stock”) and authorized shares of Common Stock. The Common
Stock will continue to be quoted on The Nasdaq Capital Market,
under the existing ticker symbol “KTRA". In connection with the
Reverse Stock Split, the CUSIP number for the Common Stock changed
to 49720K200. The Common Stock will begin trading on a Reverse
Stock Split-adjusted basis on The Nasdaq Capital Market when the
market opens on November 14, 2022.
As a result of the Reverse Stock Split, every fifty (50) shares of
Common Stock issued and outstanding was converted into one (1)
share of Common Stock,
with a proportionate 1:50 reduction in the Company’s authorized
Common Stock. The Reverse Stock Split affected all stockholders
uniformly and did not alter any stockholder’s percentage interest
in the Company’s equity, except to the extent that the Reverse
Stock Split would have resulted in some stockholders owning a
fractional share. No fractional shares were issued in connection
with the Reverse Stock Split. Any fractional shares of Common Stock
resulting from the Reverse Stock Split will be rounded up to the
nearest whole post-Reverse Stock Split share and no stockholders
will receive cash in lieu of fractional shares.
The Reverse Stock Split did not change the par value of the Common
Stock. All outstanding securities entitling their holders to
purchase shares of Common Stock or acquire shares of Common Stock,
including preferred stock, stock options, restricted stock units,
and warrants, were adjusted as a result of the Reverse Stock Split,
as required by the terms of those securities.
No stockholder approval of the Reverse Stock Split was required
under Nevada law, and on October 28, 2022, the Board of Directors
of the Company approved and authorized the Reverse Stock Split,
including the filing of the Certificate of Change.
The foregoing description of the Certificate of Change is a summary
of the material terms thereof, does not purport to be complete and
is qualified in its entirety by reference to the full text of the
Certificate of Change, which is filed with this report as Exhibit
3.1 and is incorporated herein by reference.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
As described above, the following exhibits are furnished as part of
this report:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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KINTARA THERAPEUTICS, INC.
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Date: November 14, 2022
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By:
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/s/
Scott Praill
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Name: Scott Praill
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Title: Chief Financial Officer
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Kintara Therapeutics (NASDAQ:KTRA)
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