Current Report Filing (8-k)
May 20 2021 - 4:07PM
Edgar (US Regulatory)
0001425205
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0001425205
2021-05-18
2021-05-18
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): May 18, 2021
IOVANCE BIOTHERAPEUTICS, INC.
(Exact Name of Registrant as Specified in
Charter)
Delaware
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(State of Incorporation)
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001-36860
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75-3254381
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Commission File Number
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(I.R.S. Employer Identification No.)
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999 Skyway Road, Suite 150
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San Carlos, California
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94070
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(Address of Principal Executive Offices)
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(Zip Code)
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(650) 260-7120
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(Registrant’s Telephone Number, Including Area Code)
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).
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Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common
stock, par value $0.000041666 per share
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IOVA
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The Nasdaq Stock Market, LLC
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On May 18, 2021, Iovance Biotherapeutics, Inc. (the “Company”) issued a press release
providing a regulatory update for its lifileucel potency assays. The full text of the press release is attached hereto as Exhibit 99.1
and incorporated herein by reference.
On May 19, 2021, the Company issued a press release
announcing clinical data updates for lifileucel in advanced melanoma at the upcoming American Society of Clinical Oncology 2021 Annual
Meeting. The full text of the press release is attached hereto as Exhibit 99.2 and incorporated herein by reference.
Item 9.01.
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Financial Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: May 20, 2021
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IOVANCE BIOTHERAPEUTICS, INC.
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By:
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/s/ Frederick G. Vogt
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Frederick G. Vogt, General Counsel
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