Securities Registration: Employee Benefit Plan (s-8)
November 07 2022 - 05:26PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on
November 7, 2022
Registration
No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933
InVivo Therapeutics Holdings
Corp.
(Exact Name of Registrant as Specified in Its Charter)
Nevada |
36-4528166 |
(State
or Other Jurisdiction of Incorporation
or Organization) |
(I.R.S.
Employer
Identification No.) |
|
|
One
Kendall Square, Suite
Cambridge, MA |
02139 |
(Address
of Principal Executive Offices) |
(Zip
Code) |
2015 Equity Incentive Plan
(Full Title of the Plan)
Richard Toselli, M.D.
President and Chief Executive Officer
InVivo Therapeutics Holdings Corp.
One Kendall Square, Suite B14402
Cambridge, MA 02139
(Name and Address of Agent For Service)
(617) 863-5500
(Telephone Number, Including Area Code, of Agent For
Service)
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer,
a non-accelerated filer, a smaller reporting company or
an emerging growth company. See the definitions of “large
accelerated filer,” “accelerated filer,” “smaller reporting
company,” and “emerging growth company” in Rule 12b-2 of
the Exchange Act.
Large
accelerated filer ¨ |
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Accelerated
filer ¨ |
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Non-accelerated filer x |
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Smaller
reporting company x |
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Emerging
growth company ¨ |
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the
Securities Act. ¨
EXPLANATORY NOTE
This
Registration Statement on Form S-8, relating to the 2015
Equity Incentive Plan (the “2015 Plan”) of InVivo Therapeutics
Holdings Corp. (the “Registrant”), is being filed for the purpose
of registering additional securities of the same class as other
securities for which a Registration Statement on Form S-8
relating to the 2015 Plan has previously been filed and is
effective. Accordingly, this Registration Statement incorporates by
reference the contents of the Registration Statement
on Form S-8, File
No. 333-205471, filed with the Securities and Exchange
Commission on July 2, 2015 by the Registrant,
relating to the 2015 Plan, the Registration Statement
on Form S-8, File
No. 333-234630, filed with the Securities and Exchange
Commission on November 12, 2019 by the Registrant,
relating to the 2015 Plan, the Registration Statement
on Form S-8, File
No. 333-236542, filed with the Securities and Exchange
Commission on February 20, 2020 by the Registrant,
relating to the 2015 Plan, the Registration Statement
on Form S-8, File
No. 333-249928, filed with the Securities and Exchange
Commission on November 6, 2020 by the Registrant,
relating to the 2015 Plan, and the Registration Statement on
Form S-8, File
No. 333-261117 , filed with the Securities and Exchange
Commission November 16, 2021 Form S-8 except in each
case for Item 8, Exhibits.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
Exhibit
Number |
|
Description of Exhibit |
4.1 |
|
Articles of Incorporation of InVivo
Therapeutics Holdings Corp., as amended (incorporated by reference
from Exhibit 3.1 to the Company’s Quarterly Report on
Form 10 Q for the quarter ended June 30, 2016, as filed
with the SEC on August 4, 2016) |
|
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4.2 |
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Certificate of Amendment to Articles
of Incorporation of InVivo Therapeutics Holdings Corp.
(incorporated by reference from Exhibit 3.1 to the Company’s
Current Report on Form 8-K, as filed with the SEC on
June 1, 2017) |
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4.3 |
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Certificate of Change Pursuant to NRS
78.209 filed with Nevada Secretary of State, dated April 13,
2018 (incorporated by reference from Exhibit 3.1 to the
Company’s Current Report on Form 8-K, as filed with the SEC on
April 16, 2018) |
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4.4 |
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Certificate of Amendment to Articles
of Incorporation of InVivo Therapeutics Holdings Corp.
(incorporated by reference from Exhibit 3.1 to the Company’s
Current Report on Form 8-K, as filed with the SEC on
June 1, 2018) |
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4.5 |
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Certificate of Amendment to Articles
of Incorporation of InVivo Therapeutics Holdings Corp.
(incorporated by reference from Exhibit 3.1 to the Company’s
Current Report on Form 8-K, as filed with the SEC on
January 24, 2020) |
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4.6 |
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Certificate of Change Pursuant to NRS
78.209 filed with Nevada Secretary of State, dated
February 10, 2020 (incorporated by reference from
Exhibit 3.1 to the Company’s Current Report on Form 8-K,
as filed with the SEC on February 11, 2020) |
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4.7 |
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Certificate of Amendment to Articles
of Incorporation of InVivo Therapeutics Holdings Corp.
(incorporated by reference from Exhibit 3.1 to the Company’s
Current Report on Form 8-K, as filed with the SEC on
August 5, 2020) |
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4.8 |
|
Certificate of change pursuant
NRS78.207 filed with the Nevada Secretary of State, dated
April 25, 2022 (incorporated by reference from exhibit 3.1 to
the Company’s current report on Form 8-K, as filed with the
SEC on April 26, 2022) |
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4.9 |
|
Amended and Restated Bylaws of InVivo
Therapeutics Holdings Corp, as amended (incorporated by reference
from Exhibit 3.2 to the Company’s Current Report on
Form 8-K, as filed with the SEC on June 5, 2020) |
+ Filed herewith
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as
amended, the registrant certifies that it has reasonable grounds to
believe that it meets all of the requirements for filing on
Form S-8 and has duly caused this registration statement to be
signed on its behalf by the undersigned, thereunto duly authorized,
in the City of Cambridge, Commonwealth of Massachusetts, on
November 7, 2022.
|
INVIVO
THERAPEUTICS HOLDINGS CORP. |
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By: |
/s/ RICHARD
TOSELLI, M.D |
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Richard
Toselli |
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President
and Chief Executive Officer |
SIGNATURES AND POWER OF
ATTORNEY
We, the undersigned officers and directors of InVivo Therapeutics
Holdings Corp., hereby severally constitute and appoint Richard
Toselli, M.D., and Richard Christopher, and each of them singly,
our true and lawful attorneys with full power to either of them,
and to each of them singly, to sign for us and in our names in the
capacities indicated below the registration statement on
Form S-8 filed herewith and any and all subsequent amendments
to said registration statement and generally to do all such things
in our names and on our behalf in our capacities as officers and
directors to enable InVivo Therapeutics Holdings Corp. to comply
with the provisions of the Securities Act of 1933, as amended, and
all requirements of the Securities and Exchange Commission, hereby
ratifying and confirming our signatures as they may be signed by
our said attorneys, or any of them, to said registration statement
and any and all amendments thereto.
Pursuant to the requirements of the Securities Act of 1933, as
amended, this registration statement has been signed by the
following persons in the capacities and on the dates indicated.
Signature |
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Title |
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Date |
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/s/ RICHARD TOSELLI, M.D
Richard Toselli
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President,
Chief Executive Officer and Director (Principal Executive
Officer) |
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November 7,
2022 |
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/s/ RICHARD CHRISTOPHER
Richard Christopher
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Chief
Financial Officer and Treasurer (Principal Financial and Accounting
Officer) |
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November 7,
2022 |
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/s/ C. ANN MERRIFIELD
C. Ann Merrifield
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Chair
of the Board |
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November 7,
2022 |
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/s/ DANIEL R. MARSHAK
Daniel R. Marshak
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Director |
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November 7,
2022 |
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/s/ CHRISTINA MORRISON
Christina Morrison
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Director |
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November 7,
2022 |
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/s/
RICHARD J. ROBERTS |
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Director |
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November 7,
2022 |
Richard
J. Roberts |
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/s/ ROBERT J. ROSENTHAL
Robert J. Rosenthal
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Director |
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November 7,
2022 |
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