Current Report Filing (8-k)
April 20 2023 - 4:12PM
Edgar (US Regulatory)
0001857410
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Elgin Avenue P.O. Box 1111
0001857410
2023-04-19
2023-04-19
0001857410
IVCBU:UnitsEachConsistingOfOneClassOrdinaryShareAndOnehalfOfOneRedeemableWarrantMember
2023-04-19
2023-04-19
0001857410
IVCBU:ClassOrdinarySharesParValue0.0001PerShareMember
2023-04-19
2023-04-19
0001857410
IVCBU:RedeemableWarrantsEachWholeWarrantExercisableForOneClassOrdinaryShareAtExercisePriceOf11.50Member
2023-04-19
2023-04-19
iso4217:USD
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iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
April 19, 2023
Investcorp Europe Acquisition Corp I
(Exact name of registrant as specified in its charter)
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Cayman Islands |
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001-41161 |
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N/A |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(I.R.S. Employer
Identification No.) |
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Century Yard, Cricket Square
Elgin Avenue
P.O. Box 1111, George Town
Grand Cayman, Cayman Islands |
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KY1-1102 |
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(Address of principal executive offices) |
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(Zip Code) |
+1 (345) 949-5122
(Registrant’s telephone number, including area
code)
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Securities
Exchange Act of 1934:
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Title of each class |
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Trading
Symbol(s) |
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Name of each exchange
on which registered |
Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant |
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IVCBU |
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The Nasdaq Stock Market LLC |
Class A ordinary shares, par value $0.0001 per share |
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IVCB |
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The Nasdaq Stock Market LLC |
Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 |
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IVCBW |
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The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act.
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing
Rule or Standard; Transfer of Listing.
On April 19, 2023, Investcorp Europe Acquisition Corp
1 (the “Company”) received a notification letter from the NASDAQ Listing Qualifications (“NASDAQ”) stating the
Company was not in compliance with NASDAQ Listing Rule 5250(c)(1), due to its failure to timely file its Annual Report on Form 10-K for
the year ended December 31, 2022 (the “2022 10-K”). The NASDAQ notification letter provides the Company 60 calendar days from
the date of the notification, or until June 20, 2023, to submit a plan to NASDAQ to regain compliance with the NASDAQ’s continued
listing requirements. If the plan is accepted, NASDAQ can grant an exception of up to 180 calendar days, or until October 16, 2023, for
the Company to regain compliance. If NASDAQ does not accept the Company’s compliance plan, the Company will have the opportunity
to appeal that decision to a Hearing Panel under Listing Rule 5815(a). The NASDAQ notification letter has no immediate effect on the listing
of the Company’s common stock on the NASDAQ Capital Market.
The Company does not currently expect
submission of a compliance plan will be necessary as it anticipates filing its 2022 10-K prior to the expiration of the 60 day period. The
Company anticipates that it will fully regain compliance with the NASDAQ continued listing requirements upon such filing of its 2022 10-K.
Item 8.01. Other Events.
On April 20, 2023, the Company issued a
press release announcing the receipt of the non-compliance letter from NASDAQ. A copy of the press release is attached as Exhibit 99.1
hereto.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Investcorp Europe Acquisition Corp I |
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Date: April 20, 2023 |
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By: |
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/s/ Craig Sinfield-Hain |
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Name: |
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Craig Sinfield-Hain |
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Title: |
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Chief Financial Officer |
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