Statement of Changes in Beneficial Ownership (4)
January 05 2021 - 12:42PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Goodarzi Sasan K |
2. Issuer Name and Ticker or Trading
Symbol INTUIT INC [ INTU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
CEO, President and Director |
(Last)
(First)
(Middle)
C/O INTUIT INC., 2700 COAST AVENUE |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/31/2020
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(Street)
MOUNTAIN VIEW, CA 94043
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
12/31/2020 |
|
M |
|
794 |
A |
$0 |
93141 |
D |
|
Common Stock |
12/31/2020 |
|
M |
|
40 |
A |
$0 |
93181 |
D |
|
Common Stock |
12/31/2020 |
|
F |
|
434 |
D |
$379.85 |
92747 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(1) |
12/31/2020 |
|
M |
|
|
794 |
12/31/2020 (2) |
(3) |
Common Stock |
794 |
$0 |
4760 |
D |
|
Restricted Stock Units |
(1) |
12/31/2020 |
|
M |
|
|
40 |
12/31/2020 (4) |
(3) |
Common Stock |
40 |
$0 |
13966 |
D |
|
Explanation of
Responses: |
(1) |
1-for-1 |
(2) |
Represents vesting date for
Restricted Stock Units. |
(3) |
Restricted Stock Units do
not expire; they either vest or are canceled prior to vesting
date. |
(4) |
Represents vesting and
release date for this portion of Restricted Stock Units to
accommodate tax withholding obligations in connection with vesting
and deferred release of certain Restricted Stock Units granted on
7/25/2019. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Goodarzi Sasan K
C/O INTUIT INC.
2700 COAST AVENUE
MOUNTAIN VIEW, CA 94043 |
X |
|
CEO, President and Director |
|
Signatures
|
/s/ Stacey Doynow, by
power-of-attorney |
|
1/5/2021 |
**Signature of Reporting
Person |
Date |