Statement of Changes in Beneficial Ownership (4)
June 11 2019 - 5:05PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
COOK SCOTT D
|
2. Issuer Name
and
Ticker or Trading Symbol
INTUIT INC
[
INTU
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman of Exec. Committee
|
(Last)
(First)
(Middle)
C/O INTUIT INC., 2700 COAST AVENUE
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/7/2019
|
(Street)
MOUNTAIN VIEW, CA 94043
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
6/7/2019
|
|
S
(1)
|
|
2200
|
D
|
$254.1038
(2)
|
9117832
|
I
|
By Trusts
|
Common Stock
|
6/7/2019
|
|
S
(1)
|
|
1390
|
D
|
$255.1761
(3)
|
9116442
|
I
|
By Trusts
|
Common Stock
|
6/7/2019
|
|
S
(1)
|
|
1394
|
D
|
$256.4398
(4)
|
9115048
|
I
|
By Trusts
|
Common Stock
|
6/7/2019
|
|
S
(1)
|
|
19225
|
D
|
$257.4201
(5)
|
9095823
|
I
|
By Trusts
|
Common Stock
|
6/7/2019
|
|
S
(1)
|
|
28956
|
D
|
$258.2601
(6)
|
9066867
|
I
|
By Trusts
|
Common Stock
|
6/7/2019
|
|
S
(1)
|
|
34219
|
D
|
$259.3527
(7)
|
9032648
|
I
|
By Trusts
|
Common Stock
|
6/7/2019
|
|
S
(1)
|
|
16433
|
D
|
$260.0166
(8)
|
9016215
|
I
|
By Trusts
|
Common Stock
|
6/10/2019
|
|
S
(1)
|
|
2681
|
D
|
$259.9657
(9)
|
9013534
|
I
|
By Trusts
|
Common Stock
|
6/10/2019
|
|
S
(1)
|
|
11874
|
D
|
$260.9727
(10)
|
9001660
|
I
|
By Trusts
|
Common Stock
|
6/10/2019
|
|
S
(1)
|
|
5776
|
D
|
$261.8615
(11)
|
8995884
|
I
|
By Trusts
|
Common Stock
|
6/10/2019
|
|
S
(1)
|
|
7786
|
D
|
$262.8154
(12)
|
8988098
|
I
|
By Trusts
|
Common Stock
|
6/10/2019
|
|
S
(1)
|
|
1400
|
D
|
$263.5885
(13)
|
8986698
|
I
|
By Trusts
(14)
|
Common Stock
|
|
|
|
|
|
|
|
400000
|
I
|
By Trust
(15)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
Transaction effected pursuant to a 10b5-1 trading plan adopted in March 2019.
|
(2)
|
This transaction was executed in multiple trades ranging from $253.81 to $254.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(3)
|
This transaction was executed in multiple trades ranging from $254.80 to $255.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(4)
|
This transaction was executed in multiple trades ranging from $255.79 to $256.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(5)
|
This transaction was executed in multiple trades ranging from $256.78 to $257.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(6)
|
This transaction was executed in multiple trades ranging from $257.77 to $258.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(7)
|
This transaction was executed in multiple trades ranging from $258.76 to $259.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(8)
|
This transaction was executed in multiple trades ranging from $259.75 to $260.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(9)
|
This transaction was executed in multiple trades ranging from $259.39 to $260.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(10)
|
This transaction was executed in multiple trades ranging from $260.38 to $261.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(11)
|
This transaction was executed in multiple trades ranging from $261.37 to $262.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(12)
|
This transaction was executed in multiple trades ranging from $262.36 to $263.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(13)
|
This transaction was executed in multiple trades ranging from $263.35 to $263.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(14)
|
Shares held in trusts as follows: 8,676,164 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93; 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94; and 266,666 shares held by the 2019 Scott D. Cook CRUT. The reporting person is a trustee or an investment control person of each of these trusts.
|
(15)
|
Shares held in a CRUT of which an immediate family member of the reporting person is trustee.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
COOK SCOTT D
C/O INTUIT INC.
2700 COAST AVENUE
MOUNTAIN VIEW, CA 94043
|
X
|
|
Chairman of Exec. Committee
|
|
Signatures
|
/s/ Stacey Doynow, by power-of-attorney
|
|
6/11/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Intuit (NASDAQ:INTU)
Historical Stock Chart
From Mar 2024 to Apr 2024
Intuit (NASDAQ:INTU)
Historical Stock Chart
From Apr 2023 to Apr 2024