Statement of Changes in Beneficial Ownership (4)
August 05 2022 - 05:01PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Tavistock Financial,
LLC |
2. Issuer Name and Ticker or Trading
Symbol INSEEGO CORP. [ INSG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
9350 CONROY WINDERMERE ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/3/2022
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(Street)
WINDERMERE, FL 34786
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
8/3/2022 |
|
A |
|
49801 (1)(2) |
A |
$0.00 |
141386 |
D (3) |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Reflects restricted stock
units ("RSUs") granted to James B. Avery, a member of the issuer's
board of directors. Mr. Avery is obligated to transfer any shares
issued pursuant to any equity awards made to him by the issuer, or
the economic benefits thereof, to Tavistock Financial, LLC
("Tavistock Financial"). Tavistock Financial may be deemed the
direct beneficial owner of the RSUs. |
(2) |
Represents restricted stock
units scheduled to vest on the one-year anniversary of the grant
date. The restricted stock units convert into common stock on a
one-for-one basis. |
(3) |
These securities are
beneficially owned directly by Tavistock Financial which may be
deemed to be a member of a "group" for purposes of Section 13(d) of
the Securities Exchange Act of 1934, as amended, consisting of
Braslyn Ltd, Golden Harbor Ltd. and Joseph C. Lewis. Mr. Lewis is
the sole indirect beneficial owner of and controls Tavistock
Financial. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Tavistock Financial, LLC
9350 CONROY WINDERMERE ROAD
WINDERMERE, FL 34786 |
|
X |
|
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LEWIS JOSEPH
CAY HOUSE, EP TAYLOR DRIVE
LYFORD CAY, NEW PROVIDENCE, C5 N7776 |
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X |
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Signatures
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Tavistock Financial, LLC, **By: /s/ Thomas Youth,
Thomas Youth, Manager |
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8/5/2022 |
**Signature of Reporting
Person |
Date |
/s/ Joseph C. Lewis |
|
8/5/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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