UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

                                                                         

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 Or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) May 3, 2021

 

________________________

Image Sensing Systems, Inc.

(Exact name of registrant as specified in its charter) 

 

Minnesota 0-26056 41-1519168
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

        

Spruce Tree Centre, Suite 400, 1600 University Avenue West, St. Paul, Minnesota   55104
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code  (651) 603-7700


                                                                                                                                                               

(Former name or former address, if changed since last report.)

 

________________________


Securities registered pursuant to Section 12(b) of the Act:






Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.01 par value
ISNS
The Nasdaq Capital Market
Preferred Stock Purchase Rights
ISNS
The Nasdaq Capital Market


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

 

[ ]    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ]    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ]    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ]    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  


 

 

Section 2 – Financial Information

 

Item 2.02  Results of Operations and Financial Condition. 

(a)  The following information is being “furnished” in accordance with Item 2.02 of the Current Report on Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such filing:

On May 3, 2021, Image Sensing Systems, Inc. issued a press release announcing its earnings for its first quarter ended March 31, 2021. The press release is furnished as Exhibit 99.1 hereto and is incorporated herein by reference.

Section 9 – Financial Statements and Exhibits

Item 9.01  Financial Statements and Exhibits.

(d)  Exhibits. The following exhibit is being “furnished” in accordance with Item 2.02 of this Current Report on Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such filing:

99.1  Press Release, dated May 3, 2021, of Image Sensing Systems, Inc.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 

 

Dated:  May 3, 2021 Image Sensing Systems, Inc.
     
     
  By: /s/ Frank G. Hallowell
    Frank G. Hallowell
   

Chief Financial Officer

(Principal Financial Officer and
Principal Accounting Officer)

   
 
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EXHIBIT INDEX

Exhibit No.

Description

 

 

 

 

99.1

 

Press Release, dated May 3, 2021, of Image Sensing Systems, Inc.

 


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