Statement of Changes in Beneficial Ownership (4)
September 28 2021 - 6:42PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MCMAHON SHANE |
2. Issuer Name and Ticker or Trading Symbol
IDEANOMICS, INC.
[
IDEX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Executive Chairman |
(Last)
(First)
(Middle)
C/O IDEANOMICS, INC., 1441 BROADWAY, SUITE 5116 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/23/2021 |
(Street)
NEW YORK, NY 10018
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $0.001 par value per share | 7/23/2021 | | M | | 250000 | A | (1) | 8416208 | D | |
Common Stock, $0.001 par value per share | 9/24/2021 | | S | | 500000 | D | $2.06 | 7916208 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (2) | 7/23/2021 | | A | | 250000 | | (3) | (3) | Common Stock | 250000 | $0.00 | 250000 | D | |
Restricted Stock Units | (2) | 7/23/2021 | | M | | | 250000 | (3) | (3) | Common Stock | 250000 | $0.00 | 0 | D | |
Explanation of Responses: |
(1) | The RSU (as defined below) converts into Issuer's Common Stock on a one-for-one basis upon vesting on July 23, 2021. |
(2) | Each RSU represents a contingent right to receive one share of the Issuer's Common Stock pending vesting of the RSU which occurred on July 23, 2021. |
(3) | On July 23, 2021, the Reporting Person was granted an RSU for 250,000 shares of common stock (the "RSU") by the Board of Directors of the Issuer. The RSU grant fully vested upon grant as of July 23, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MCMAHON SHANE C/O IDEANOMICS, INC. 1441 BROADWAY, SUITE 5116 NEW YORK, NY 10018 | X |
| Executive Chairman |
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Signatures
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/s/ Shane McMahon | | 9/28/2021 |
**Signature of Reporting Person | Date |
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