Post-effective Amendment to Registration Statement (pos Am)
September 12 2022 - 06:31AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on September
12, 2022
Registration No. 333-259624
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE
AMENDMENT NO. 3 TO
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Humacyte, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction of
incorporation or organization)
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2836
(Primary Standard Industrial
Classification Code Number)
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85-1763759
(I.R.S. Employer
Identification Number)
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2525 East North Carolina Highway 54
Durham, NC 27713
(919) 313-9633
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(Address, including zip code and telephone number, including area
code, of registrant’s principal executive offices)
Dale A. Sander
Chief Financial Officer
2525 East North Carolina Highway 54
Durham, NC 27713
(919) 313-9633
(Name, address, including zip code and telephone number, including
area code, of agent for service) With copies to:
Kerry S. Burke
Brian K. Rosenzweig
Covington & Burling LLP
One CityCenter
850 Tenth Street, NW
Washington, DC 20001
(202) 662-6000
Approximate date of commencement of proposed sale to the
public:
From time to time after the effective date of this registration
statement.
If any of the securities being registered on this Form are to
be offered on a delayed or continuous basis pursuant to
Rule 415 under the Securities Act of 1933, check the following
box.
x
If this Form is filed to register additional securities for an
offering pursuant to Rule 462(b) under the Securities
Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration
statement for the same offering.
¨
If this Form is a post-effective amendment filed pursuant to
Rule 462(c) under the Securities Act, check the following
box and list the Securities Act registration statement number of
the earlier effective registration statement for the same
offering.
¨
If this Form is a post-effective amendment filed pursuant to
Rule 462(d) under the Securities Act, check the following
box and list the Securities Act registration statement number of
the earlier effective registration statement for the same
offering.
¨
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, a
smaller reporting company or an emerging growth company. See
definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company” and “emerging growth company” in
Rule 12b-2 of the Exchange Act. (Check one):
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Large accelerated filer |
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Accelerated filer |
o |
Non-accelerated filer |
x |
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Smaller reporting company |
x |
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Emerging growth company |
x |
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the
Securities Act.
¨
The registrant hereby amends this registration statement on such
date or dates as may be necessary to delay its effective date until
the registrant shall file a further amendment which specifically
states that this registration statement shall thereafter become
effective in accordance with Section 8(a) of the
Securities Act of 1933, as amended, or until the registration
statement shall become effective on such date as the Securities and
Exchange Commission, acting pursuant to said Section 8(a), may
determine.
EXPLANATORY NOTE
TERMINATION OF REGISTRATION STATEMENT
Humacyte, Inc. (“the Company”) filed with the Securities and
Exchange Commission (the “SEC”) a Registration Statement on Form
S-1 (File No. 333-259624) on
September 17, 2021,
as amended by (i) Pre-Effective Amendment No. 1 to the Registration
Statement on Form S-1, which was declared effective by the SEC
on
October 25, 2021,
(ii) Post-Effective Amendment No. 1 to the Registration Statement
on Form S-1, which was declared effective by the SEC on
November 24, 2021,
and (iii) Post-Effective Amendment No. 2 to the Registration
Statement on Form S-1, which was declared effective by the SEC
on
March 31, 2022
(as amended, the “Original Registration Statement”).
The Original Registration Statement was filed to register (1) an
aggregate of up to 5,177,500 shares of the Company’s common stock,
$0.0001 par value per share (“common stock”), which consists of (i)
up to 177,500 shares of common stock that are issuable upon the
exercise of private placement warrants (the “Private Placement
Warrants”) originally issued in a private placement to AHAC Sponsor
LLC, Oppenheimer & Co. Inc. and Northland Securities, Inc., in
connection with the initial public offering of Alpha Healthcare
Acquisition Corp., and (ii) up to 5,000,000 shares of common stock
that are issuable upon the exercise of public warrants (together
with the Private Placement Warrants, the “Warrants”); and (2) the
offer and sale from time to time by the selling stockholders named
in the Original Registration Statement or their permitted
transferees (the “selling stockholders”) of up to 89,706,840 shares
of common stock, which consists of (i) up to 17,500,000 shares of
common stock issued on August 26, 2021 in a private placement
pursuant to subscription agreements, dated February 17, 2021, (ii)
up to 71,696,679 shares of common stock, required to be registered
pursuant to that certain Investor Rights and Lock-up Agreement,
dated August 26, 2021, by and among us and certain of the selling
stockholders and (iii) up to 510,161 shares of common stock
purchased by a selling stockholder (together with the shares of
common stock underlying the Warrants, the “Registered Shares”). The
Original Registration Statement was filed while the Company was
ineligible to use Form S-3. As of the date hereof, the Company
meets the eligibility requirements of Form S-3 and therefore may
use its Registration Statement on Form S-3 (File No. 333-267222),
which was filed with the SEC on
September 1, 2022
and declared effective by the SEC on September 9, 2022 (the “New
Registration Statement”).
Pursuant to the Company’s undertaking as required by Item 512(a)(3)
of Regulation S-K, this Post-Effective Amendment No. 3 is being
filed to terminate the effectiveness of the Original Registration
Statement and to deregister, as of the effective date of this
Post-Effective Amendment No. 3, all the Registered Shares that
remain unsold under the Original Registration Statement as of the
date thereof. The Registered Shares currently are registered under
the New Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as
amended, the registrant has duly caused this post-effective
amendment no. 3 to the registration statement to be signed on its
behalf by the undersigned, thereunto duly authorized, in the City
of Durham, State of North Carolina, on September 12,
2022.
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HUMACYTE, INC. |
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By: |
/s/ Dale A. Sander |
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Name: Dale A. Sander |
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Chief Financial Officer, Chief Corporate Development Officer and
Treasurer |
Note: No other person is required to sign this post-effective
amendment no. 3 to the registration statement in reliance upon Rule
478 under the Securities Act of 1933, as amended.
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