UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT Pursuant

to Section 13 or 15( d ) of the

Securities Exchange Act of 1934

 

 

Date of report (Date of earliest event reported)   June 11, 2019
 

Hudson Technologies, Inc.

(Exact Name of Registrant as Specified in Charter)
 

New York

(State or Other Jurisdiction of Incorporation)
 

1-13412

13-3641539

(Commission File Number) (IRS Employer Identification No.)
   

PO Box 1541, 1 Blue Hill Plaza, Pearl River, New York

10965

(Address of Principal Executive Offices) (Zip Code)
 

(845) 735-6000

(Registrant's Telephone Number, Including Area Code)
 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)
     

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

o        Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o        Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o        Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o        Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbols(s) Name of each exchange on which registered
Common Stock, $0.01 par value HDSN Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company       o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.       o

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders .

 

At the Annual Meeting of Shareholders of Hudson Technologies, Inc. (the “Company”) held on June 11, 2019, the shareholders of the Company:

 

(i) elected Vincent P. Abbatecola, Brian F. Coleman and Otto C. Morch to serve as directors of the Company to hold office until the Annual Meeting of Shareholders to be held in 2021 and until their successors have been duly elected and qualified;
(ii) approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers;
(iii) approved, on a non-binding advisory basis, an annual frequency of future advisory votes on resolutions approving named executive officer compensation; and
(iv) ratified the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.

 

1. The votes cast by shareholders with respect to the election of directors were as follows:

 

    Votes Votes Broker
  Director “For” Withheld Non-Votes
         
  Vincent P. Abbatecola 20,153,797 6,777,133 11,119,811
         
  Brian F. Coleman 26,482,738    448,192 11,119,811
         
  Otto C. Morch 22,792,340 4,138,590 11,119,811

 

2.       The votes cast by the shareholders with respect to the approval, on a non-binding advisory basis, of the compensation of the Company’s named executive officers were as follows:

 

  Votes “For” Votes “Against” Abstentions Broker Non-Votes
         
  13,650,993 13,195,350 84,587 11,119,811

 

3.       The votes cast by the shareholders with respect to the approval, on a non-binding advisory basis, of the frequency of future advisory votes on resolutions approving the compensation of the Company’s named executive officers were as follows:

 

Votes For Votes For Votes For    
“One Year” “Two Years” “Three Years” Abstentions Broker Non-Votes
         
24,794,851 82,783 1,991,329 61,967 11,119,811

 

At the meeting of the Board of Directors held immediately after the annual meeting of the shareholders, the board voted to proceed with annual advisory votes by the shareholders of resolutions approving the compensation of the Company’s named executive officers.

 

  2  

 

 

4.       The votes cast by shareholders with respect to the ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019 were as follows:

 

Votes “For” Votes “Against” Abstentions
     
37,868,159 138,905 33,677

 

There were no broker non-votes with respect to this proposal.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Date: June 11, 2019

  HUDSON TECHNOLOGIES, INC.
   
   
  By:   /s/ Nat Krishnamurti                               
  Name:  Nat Krishnamurti
  Title:    Chief Financial Officer & Secretary

 

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