false 0001792849 0001792849 2022-09-06 2022-09-06 0001792849 hpk:CommonStockCustomMember 2022-09-06 2022-09-06 0001792849 hpk:WarrantCustomMember 2022-09-06 2022-09-06
 


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K
 

 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported): September 6, 2022
 
 

 
 
HighPeak Energy, Inc.
(Exact name of registrant as specified in its charter)
 
 

 
 
Delaware
001-39464
84-3533602
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
 
421 W. 3rd St., Suite 1000
Fort Worth, Texas 76102
(address of principal executive offices) (zip code)
 
(817) 850-9200
(Registrant’s telephone number, including area code)
 
 

 
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencements communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of Each Class
 
Trading Symbol(s)
 
Name of Each Exchange on Which Registered
Common Stock
 
HPK
 
The Nasdaq Stock Market LLC
Warrant
 
HPKEW
 
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company ☒
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 


 
 

 
 
Introductory Note
 
On March 25, 2022, HighPeak Energy, Inc. (the “Company”) completed the acquisition (the “February Acquisition”) of various oil and gas properties contiguous to its Flat Top operating area in Howard and Borden Counties, Texas (the “February Assets”). On June 21, 2022, the Company completed the acquisition (together with the February Acquisition, the “Alamo Acquisitions”) of certain assets of Alamo Borden County 1, LLC and its affiliates located in Borden County, Texas (together with the February Assets, the “Alamo Assets”). On June 23, 2022, the Company filed certain historical and pro forma financial statements relating to the Alamo Assets on a Current Report on Form 8-K.
 
On June 27, 2022, the Company completed the acquisition (the “Hannathon Acquisition”) of various oil and gas properties contiguous to its Signal Peak operating area in Howard County, Texas (the “Hannathon Assets”). On June 30, 2022, the Company filed certain historical and pro forma financial statements relating to the Hannathon Assets on a Current Report on Form 8-K.
 
This Current Report on Form 8-K is being filed to provide certain pro forma financial statements of the Company giving effect to the Alamo Acquisitions and the Hannathon Acquisition, giving effect thereto as if each such acquisition had occurred on January 1, 2021, as more fully described in Item 8.01 below.
 
Item 8.01
Other Events.
 
This Current Report on Form 8-K provides the following additional financial information:
 
 
Unaudited pro forma condensed combined statements of operations of the Company for the six months ended June 30, 2022 and the year ended December 31, 2021, and the related notes to the unaudited pro forma condensed combined statements of operations, attached as Exhibit 99.1 hereto.
 
Item 9.01
Financial Statements and Exhibits.
 
(d)  Exhibits.
 
Exhibit
Number
Description of Exhibit
99.1 Unaudited pro forma condensed combined statements of operations of the Company for the six months ended June 30, 2022 and the year ended December 31, 2021.
104 Cover Page Interactive Data File (embedded within Inline XBRL document).
 
2

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
HIGHPEAK ENERGY, INC.
 
     
Date:        September 6 , 2022
   
 
By: 
/s/ Steven W. Tholen
 
 
Name:
Steven W. Tholen
 
 
Title: 
Chief Financial Officer
 
 
 
3
 
 
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