Statement of Changes in Beneficial Ownership (4)
November 18 2021 - 06:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Veltman Kevin
J. |
2. Issuer Name and Ticker or Trading
Symbol MILLERKNOLL, INC. [ MLHR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
VP of IR & Treasurer |
(Last)
(First)
(Middle)
855 EAST MAIN AVENUE, P.O. BOX 302 |
3. Date of Earliest Transaction (MM/DD/YYYY)
7/13/2021
|
(Street)
ZEELAND, MI 49464
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
7/16/2021 |
|
M |
|
771 |
A |
$0.0 |
2780.9515 (1) |
D |
|
Common Stock |
7/16/2021 |
|
F |
|
232.828 |
D |
$43.04 |
2548.1235 (2) |
D |
|
Common Stock |
7/19/2021 |
|
A |
|
74 |
A |
(3) |
2622.1235 |
D |
|
Common Stock |
8/1/2021 |
|
M |
|
428 |
A |
$0.0 |
3056.0888 (2) |
D |
|
Common Stock |
8/1/2021 |
|
F |
|
124.9653 |
D |
$43.15 |
2931.1235 |
D |
|
Common Stock |
|
|
|
|
|
|
|
576.222 |
I |
by profit share plan |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(4) |
7/13/2021 |
|
A |
|
1640 |
|
(5) |
(5) |
Common Stock |
1640 |
$0.0 |
7101 |
D |
|
Restricted Stock Units |
(4) |
7/16/2021 |
|
M |
|
|
771 |
(6) |
(6) |
Common Stock |
771 |
$0.0 |
6330 |
D |
|
Restricted Stock Units |
(4) |
8/1/2021 |
|
M |
|
|
428 |
(7) |
(7) |
Common Stock |
428 |
$0.0 |
5902 |
D |
|
Explanation of
Responses: |
(1) |
The directly owned common
stock holdings reflected in Table I of this form include shares
purchased through Herman Miller's 1995 Employees' Stock Purchase
Plan, which satisfies the exemption requirements of Rule
16b-3. |
(2) |
The Number of Derivative
Securities Beneficially Owned Following Reported Transaction
reflected in Table I of this form includes dividend equivalent
units reinvested in the corresponding vesting RSUs, which satisfies
the exemption of Rule 16b-2. |
(3) |
Shares were issued pursuant
to Herman Miller?s acquisition of Knoll in respect of shares of
Knoll common stock held as of immediately prior to the effective
time of the merger. In the merger, each share of Knoll common stock
(subject to certain exceptions as set forth in the merger
agreement) was converted into the right to receive 0.32 shares of
Herman Miller common stock and $11.00 in cash, with cash paid in
lieu of fractional shares. |
(4) |
Each restricted stock unit
represents a contingent right to receive one share of MLHR common
stock. |
(5) |
The restricted stock units
are subject to a three-year vest schedule, vesting 25% on 8/1/2022,
25% on 8/1/2023, and 50% 8/1/2024. |
(6) |
The restricted stock units
have a three year cliff vest. |
(7) |
The restricted stock units
are subject to a three-year vest schedule, vesting 25% on 8/1/2021,
25% on 8/1/2022, and 50% on 8/1/2023. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Veltman Kevin J.
855 EAST MAIN AVENUE
P.O. BOX 302
ZEELAND, MI 49464 |
|
|
|
VP of IR & Treasurer |
Signatures
|
By: Jacqueline H. Rice For: Kevin J.
Veltman |
|
11/18/2021 |
**Signature of
Reporting Person |
Date |
Herman Miller (NASDAQ:MLHR)
Historical Stock Chart
From Apr 2022 to May 2022
Herman Miller (NASDAQ:MLHR)
Historical Stock Chart
From May 2021 to May 2022