Initial Statement of Beneficial Ownership (3)
May 26 2023 - 10:09AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Austin
Matthew Edward |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
5/18/2023
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3. Issuer Name and Ticker or Trading
Symbol HASBRO, INC. [HAS] |
(Last)
(First)
(Middle)
HASBRO, INC., 1027 NEWPORT AVENUE |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
EVP & Chief Revenue Officer / |
(Street)
PAWTUCKET, RI 02861
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
|
1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock (Par Value $.50 per share) |
16581 (1) |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy) (2) |
2/18/2023 |
2/17/2027 |
Common Stock |
7625 |
$96.79 |
D |
|
Stock Option (Right to Buy) (2) |
(3) |
2/16/2028 |
Common Stock |
9884 |
$90.18 |
D |
|
Stock Option (Right to Buy) (2) |
(4) |
2/24/2029 |
Common Stock |
10124 |
$94.89 |
D |
|
Stock Option (Right to Buy) (2) |
(5) |
2/23/2030 |
Common Stock |
48393 |
$55.78 |
D |
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Explanation of
Responses: |
(1) |
The Amount of Securities
Beneficially Owned includes 13,430 shares of unvested restricted
stock units (?RSUs?). Each RSU represents a contingent right to
receive one share of Issuer?s common stock. Dividend equivalent
units accrue on certain of such RSUs when and as dividends are paid
on Issuer?s common stock. The RSUs vest in 3 equal annual
installments on the anniversary date of the grant. |
(2) |
These options were granted
under an employee stock option plan in accordance with Rule 16b-3
and have tandem tax withholding rights. |
(3) |
6,590 of the options are
exercisable currently and 3,294 of the options will become
exercisable on February 17, 2024 subject to the optionee?s
continued employment through those dates. |
(4) |
3,376 of the options are
exercisable currently, 3,374 of the options will become exercisable
on February 25, 2024 and 3,374 of the options will become
exercisable on February 25, 2025 subject to the optionee?s
continued employment through those dates. |
(5) |
33 1/3% of the options
become exercisable on the first anniversary of the date of grant
(February 24, 2023) and an additional 33 1/3% of the options become
exercisable on each anniversary of the date of grant
thereafter. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Austin Matthew Edward
HASBRO, INC.
1027 NEWPORT AVENUE
PAWTUCKET, RI 02861 |
|
|
EVP & Chief Revenue Officer |
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Signatures
|
Matthew Gilman, P/O/A for Matthew
Austin |
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5/26/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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