Statement of Changes in Beneficial Ownership (4)
November 10 2021 - 02:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * Thomas
Deborah |
2. Issuer Name and Ticker or Trading
Symbol HASBRO, INC. [ HAS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
EVP and CFO |
|
(Last)
(First)
(Middle)
C/O HASBRO, INC., 1011 NEWPORT AVENUE |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/8/2021
|
|
(Street)
PAWTUCKET, RI 02861
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock (Par Value $.50 per
share) |
11/8/2021 |
|
M |
|
14000 |
A |
$61.77 |
142344.4545 |
D |
|
|
Common Stock (Par Value $.50 per
share) |
11/8/2021 |
|
S |
|
14000 |
D |
$96.2266 (1) |
128344.4545 |
D |
|
|
Common Stock (Par Value $.50 per
share) |
11/8/2021 |
|
M |
|
6798 |
A |
$74.42 |
134142.4545 |
D |
|
|
Common Stock (Par Value $.50 per
share) |
11/8/2021 |
|
S |
|
6798 |
D |
$95.8581 (2) |
128344.4545 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Option (Right to Buy) (3) |
$61.77 |
11/8/2021 |
|
M |
|
|
14000 |
(4) |
2/10/2022 |
Common Stock |
14000 |
$0 |
0 |
D |
|
|
Option (Right to Buy) (3) |
$74.42 |
11/8/2021 |
|
M |
|
|
6798 |
(5) |
2/22/2023 |
Common Stock |
6798 |
$0 |
0 |
D |
|
| Explanation of
Responses: |
| (1) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $95.78 to $96.7350, inclusive.
The reporting person undertakes to provide to Hasbro, Inc., any
security holder of Hasbro, Inc. or the staff of the Securities and
Exchange Commission, upon request, full information regarding the
number of shares sold at each separate price within the ranges set
forth in this footnote (1). |
| (2) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $95.63 to $96.01, inclusive.
The reporting person undertakes to provide to Hasbro, Inc., any
security holder of Hasbro, Inc. or the staff of the Securities and
Exchange Commission, upon request, full information regarding the
number of shares sold at each separate price within the ranges set
forth in this footnote (2). |
| (3) |
These options were granted
pursuant to an employee stock option plan in accordance with Rule
16b-3 and have tandem tax withholdings rights. |
| (4) |
33 1/3% of the options
became exercisable on each February 11, 2016, February 11, 2017 and
February 11, 2018. |
| (5) |
33 1/3% of the options
became exercisable on each February 23, 2017, February 23, 2018 and
February 23, 2019. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Thomas Deborah
C/O HASBRO, INC.
1011 NEWPORT AVENUE
PAWTUCKET, RI 02861 |
|
|
EVP and CFO |
|
Signatures
|
|
Matthew Gilman, P/O/A for Deborah
Thomas |
|
11/10/2021 |
| **Signature of
Reporting Person |
Date |
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