Initial Statement of Beneficial Ownership (3)
January 18 2022 - 6:40PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Sheldon Dennis |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/5/2022
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3. Issuer Name and Ticker or Trading Symbol
GrowGeneration Corp. [GRWG]
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(Last)
(First)
(Middle)
SUITE 900, 5619 DTC PARKWAY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) See Remarks / |
(Street)
GREENWOOD VILLAGE, CO 80111
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 30000 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Pursuant to the Reporting Person's employment agreement, he was granted 30,000 shares of Common Stock under the Amended and Restated 2018 Equity Incentive Plan of the Issuer, which will vest as follows: 10,000 shares on June 1, 2022, 10,000 shares on June 1, 2023 and 10,000 shares on June 1, 2024. |
Remarks: Chief Supply Chain & Technology Officer |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Sheldon Dennis SUITE 900, 5619 DTC PARKWAY GREENWOOD VILLAGE, CO 80111 |
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| See Remarks |
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Signatures
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/s/ Dennis Sheldon | | 1/18/2022 |
**Signature of Reporting Person | Date |
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