Initial Statement of Beneficial Ownership (3)
January 18 2022 - 06:40PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
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hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Sheldon
Dennis |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
1/5/2022
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3. Issuer Name and Ticker or Trading
Symbol GrowGeneration Corp. [GRWG] |
(Last)
(First)
(Middle)
SUITE 900, 5619 DTC PARKWAY |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
See Remarks / |
(Street)
GREENWOOD
VILLAGE, CO 80111
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable
Line)_X_ Form filed by One Reporting
Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock |
30000 (1) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Pursuant to the Reporting
Person's employment agreement, he was granted 30,000 shares of
Common Stock under the Amended and Restated 2018 Equity Incentive
Plan of the Issuer, which will vest as follows: 10,000 shares on
June 1, 2022, 10,000 shares on June 1, 2023 and 10,000 shares on
June 1, 2024. |
Remarks:
Chief Supply Chain & Technology Officer |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Sheldon Dennis
SUITE 900, 5619 DTC PARKWAY
GREENWOOD VILLAGE, CO 80111 |
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See Remarks |
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Signatures
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/s/ Dennis Sheldon |
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1/18/2022 |
**Signature of
Reporting Person |
Date |
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