Current Report Filing (8-k)
January 08 2021 - 04:30PM
Edgar (US Regulatory)
0001743745FALSE00017437452021-01-052021-01-05
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 5,
2021
GREENLANE HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
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Delaware |
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001-38875 |
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83-0806637 |
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(State or other jurisdiction |
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(Commission |
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(IRS Employer |
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of incorporation) |
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File Number) |
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Identification No.) |
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1095 Broken Sound Parkway |
Suite 300 |
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Boca Raton |
FL |
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33487 |
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(Address of principal executive offices) |
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(Zip Code) |
Registrant’s telephone number, including area code: (877)
292-7660
Not Applicable
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
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Class A Common Stock, $0.01 par value per share |
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GNLN |
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Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☑
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
☑
Item 3.02.
Unregistered
Sales of Equity Securities.
On January 6, 2021, Greenlane Holdings, Inc. (the “Company”) issued
650,000 shares of its Class A common stock to Jacoby & Co.,
Inc. and on January 5, 2021, the Company issued 300,000 shares of
its Class A common stock to Jay Scheiner upon each party's
respective redemption of an equal
number of common units in Greenlane Holdings, LLC, the Company’s
operating subsidiary (the “Operating Company”), in accordance with
the operating agreement of the Operating Company. The shares of
Class A common stock were issued in reliance upon the exemption
from registration provided under Section 4(a)(2) of the Securities
Act of 1933, as amended.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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GREENLANE HOLDINGS, INC. |
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Date : January 8, 2021 |
By: |
/s/ William Mote |
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William Mote
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Chief Financial Officer |
Greenlane (NASDAQ:GNLN)
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Greenlane (NASDAQ:GNLN)
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