Initial Statement of Beneficial Ownership (3)
March 08 2021 - 4:17PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Feldman Eric Jay |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2021
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3. Issuer Name and Ticker or Trading Symbol
GLYCOMIMETICS INC [GLYC]
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(Last)
(First)
(Middle)
C/O GLYCOMIMETICS, INC, 9708 MEDICAL CENTER DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Medical Officer / |
(Street)
ROCKVILLE, MD 20850
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock (1) | 50498 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | (2) | 4/16/2029 | Common Stock | 53000 | $11.97 | D | |
Employee Stock Option (right to buy) | (3) | 1/21/2030 | Common Stock | 38000 | $4.72 | D | |
Employee Stock Option (right to buy) | (4) | 1/19/2031 | Common Stock | 20000 | $3.81 | D | |
Employee Stock Option (right to buy) | (5) | 2/18/2031 | Common Stock | 49000 | $3.85 | D | |
Explanation of Responses: |
(1) | The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. |
(2) | One-fourth of the shares vested on April 17, 2020; the balance of the shares vest in a series of thirty-six successive equal monthly installments thereafter, subject to the reporting person's continuous service as of each such vesting date. |
(3) | One-fourth of the shares vested on January 22, 2021; the balance of the shares vest in a series of thirty-six successive equal monthly installments thereafter, subject to the reporting person's continuous service as of each such vesting date. |
(4) | One-fourth of the shares vest on January 20, 2022; the balance of the shares vest in a series of thirty-six successive equal monthly installments thereafter, subject to the reporting person's continuous service as of each such vesting date. |
(5) | One-fourth of the shares vest on February 19, 2022; the balance of the shares vest in a series of thirty-six successive equal monthly installments thereafter, subject to the reporting person's continuous service as of each such vesting date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Feldman Eric Jay C/O GLYCOMIMETICS, INC 9708 MEDICAL CENTER DRIVE ROCKVILLE, MD 20850 |
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| Chief Medical Officer |
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Signatures
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/s/ Brian F. Leaf, attorney-in-fact | | 3/8/2021 |
**Signature of Reporting Person | Date |
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