Statement of Changes in Beneficial Ownership (4)
March 30 2021 - 5:44PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WINMILL & CO. INC |
2. Issuer Name and Ticker or Trading Symbol
Global Self Storage, Inc.
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SELF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) See "Explanation of Responses" |
(Last)
(First)
(Middle)
11 HANOVER SQ |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/29/2021 |
(Street)
NEW YORK, NY 10005
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/29/2021 | | J | | 135101 (1) | D | $4.845 | 5087 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This transaction reflects a capital contribution of shares from Winmill & Co. Incorporated to its wholly owned subsidiary, Midas Securities Group, Inc. |
Remarks: The Reporting Person may be deemed to be an affiliate of the Issuer. The Winmill Family Trust owns all of the voting stock of the Reporting Person. Thomas B. Winmill and Mark C. Winmill are trustees of the Winmill Family Trust and may be deemed to have indirect beneficial ownership of the Reporting Person's shares as a result of their status as controlling persons of the Winmill Family Trust and the Reporting Person. Each of Thomas B. Winmill, Mark C. Winmill and the Winmill Family Trust disclaims beneficial ownership of these shares. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
WINMILL & CO. INC 11 HANOVER SQ NEW YORK, NY 10005 |
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| See "Explanation of Responses" |
Signatures
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Donald Klimoski II, General Counsel, on behalf of Winmill & Co. Incorporated | | 3/30/2021 |
**Signature of Reporting Person | Date |
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