Current Report Filing (8-k)
August 16 2021 - 04:24PM
Edgar (US Regulatory)
0000886744 false 0000886744 2021-08-15
2021-08-16 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
___________
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of Report
(Date of earliest event reported):
August 16, 2021
GERON CORPORATION
(Exact name of
registrant as specified in its charter)
|
Delaware |
000-20859 |
75-2287752 |
|
(State
or other jurisdiction of |
(Commission File
Number) |
(IRS
Employer Identification No.) |
|
incorporation) |
|
|
919 E. HILLSDALE BLVD.,
SUITE 250
FOSTER CITY, california
94404
(Address of
principal executive offices, including zip code)
(650)
473-7700
(Registrant’s
telephone number, including area code)
N/A
(Former name or
former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
|
☐ |
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
|
Title
of each class |
Trading
Symbol(s) |
Name of
each exchange on which registered |
|
Common Stock, $0.001 par value |
GERN |
The Nasdaq Stock Market LLC |
Indicate by check
mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth
company
☐
If an emerging
growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
| |
|
|
|
Item
2.02 |
|
Results
of Operations and Financial Condition |
Geron Corporation
(the “Company”) is furnishing this information under Item 2.02 of
Form 8-K.
The information in
this Current Report, including Exhibit 99.1, is being furnished and
shall not be deemed “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange Act”),
or otherwise subject to the liabilities of that section. The
information in this Current Report, including Exhibit 99.1, shall
not be incorporated by reference into any registration statement or
other document filed pursuant to the Securities Act of 1933, as
amended, or the Exchange Act.
On August 16, 2021,
the Company issued a press release announcing its financial results
for the three and six months ended June 30, 2021. A copy of the
press release is attached as Exhibit 99.1.
|
Item
9.01 |
|
Financial
Statements and Exhibits |
(d)
Exhibits
1
SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
|
|
GERON
CORPORATION |
|
|
|
|
|
|
|
| Date: |
August 16,
2021 |
|
By: |
/s/
Stephen Rosenfield |
|
|
|
|
|
|
Name: |
Stephen
Rosenfield |
|
|
|
|
|
Title: |
Executive Vice
President, Chief Legal |
|
|
|
|
|
|
Officer and
Corporate Secretary |
|
2
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