Statement of Changes in Beneficial Ownership (4)
May 10 2021 - 4:12PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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MOXLEY JAMES R III |
2. Issuer Name and Ticker or Trading Symbol
FULTON FINANCIAL CORP
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FULT
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O FULTON FINANCIAL CORPORATION, P.O. BOX 4887, ONE PENN SQUARE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/6/2021 |
(Street)
LANCASTER, PA 17604
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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$2.50 par value Common Stock | 5/6/2021 | | S | | 154.00 | D | $17.34 | 18080.0842 (1) | I | By Children |
$2.50 par value Common Stock | 5/6/2021 | | S | | 129.00 | D | $17.3401 | 17951.0842 | I | By Children |
$2.50 par value Common Stock | 5/6/2021 | | S | | 79.00 | D | $17.345 | 17872.0842 | I | By Children |
$2.50 par value Common Stock | 5/6/2021 | | S | | 24.00 | D | $17.345 | 1192.6959 (2) | I | By Spouse |
$2.50 par value Common Stock | | | | | | | | 63591.9875 (3) | D | |
$2.50 par value Common Stock | | | | | | | | 28000.00 | I | By 401(k) |
$2.50 par value Common Stock | | | | | | | | 39115.00 | I | Family Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes 3.1907 shares acquired on January 15, 2021, 157.2102 acquired on January 20, 2021, 2.9164 shares acquired on April 15, 2021 and 145.3761 acquired shares on April 19, 2021 pursuant to dividend reinvestment. |
(2) | Includes 1.3560 shares acquired on January 15, 2021, 10.4808 acquired on January 20, 2021, 0.2002 shares acquired on April 15, 2021 and 9.6919 acquired shares on April 19, 2021 pursuant to dividend reinvestment. |
(3) | Includes 236.854 shares acquired on January 15, 2021, 285.761167 acquired on January 21, 2021, 216.51590 shares acquired on April 15, 2021 and 265.003236 acquired shares on April 19, 2021 pursuant to dividend reinvestment. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MOXLEY JAMES R III C/O FULTON FINANCIAL CORPORATION P.O. BOX 4887, ONE PENN SQUARE LANCASTER, PA 17604 | X |
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Signatures
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John R. Merva, Attorney-in-Fact | | 5/10/2021 |
**Signature of Reporting Person | Date |
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