UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

 

SPECIALIZED DISCLOSURE REPORT

 

FREIGHTCAR AMERICA, INC.

(Exact name of Registrant as specified in its charter)

 

Delaware   000-51237   25-1837219
(State or other   (Commission File Number)   (IRS Employer
jurisdiction of       Identification
incorporation)       Number)

 

125 South Wacker Drive, Suite 1500

Chicago, Illinois

 

60606

(Address of principal executive offices)   (Zip Code)

 

Terence R. Rogers (800) 458-2235

(Name and telephone number, including area code, of the person to contact in connection with this report)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

 

☒     Rule 13p-1 under the Securities Exchange Act (17CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.

 

 

 

 

 

 

 

Section 1 — Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report.

 

For the year ended December 31, 2020, based upon the results of its due diligence, FreightCar America, Inc. (“FreightCar”) determined that conflict minerals (as defined in Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”)) are necessary to the functionality or production of certain of the products that it manufactures or contracts to be manufactured and FreightCar is unable to determine the country of origin of conflict minerals in such products. Accordingly, FreightCar cannot exclude the possibility that some of its products may contain conflict minerals that may have originated in the Democratic Republic of the Congo or an adjoining country (as defined in Section 1502 of the Dodd-Frank Act). As a result, FreightCar is filing a Conflict Minerals Report for the year ended December 31, 2020 as Exhibit 1.01 to this Form SD.

 

Conflict Minerals Disclosure

 

A copy of FreightCar’s Conflict Minerals Report for the year ended December 31, 2020 is filed as Exhibit 1.01 to this Form SD and is also publicly available on FreightCar’s website at www.freightcaramerica.com.

 

Item 1.02 Exhibit.

 

The Conflict Minerals Report for the year ended December 31, 2020 required by Items 1.01 and 1.02 is filed as Exhibit 1.01 to this Form SD.

 

Section 2 — Exhibits

 

Item 2.01 Exhibits.

 

Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.

 

 

 

 

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

FreightCar America, Inc.

 
     
Date: May 28, 2021 By:   /s/ TERENCE R. ROGERS  
    Name: Terence R. Rogers  
    Title:

Vice President, Finance, Chief Financial Officer, Treasurer and Corporate Secretary (principal financial officer)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EXHIBIT INDEX

 

Exhibit Number Description
   
Exhibit 1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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