Annual Statement of Changes in Beneficial Ownership (5)
February 15 2020 - 1:04AM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KITCHENS W JAMES JR | 2. Issuer Name and Ticker or Trading SymbolFIRST COMMUNITY CORP /SC/ [FCCO] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O FIRST COMMUNITY CORP, P O BOX 64 | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2019 |
(Street)
LEXINGTON, SC 29071
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 12/31/2019 (1) | | A | 194 (1) | A | (1) | 14839 (2)(3) | D | |
Common Stock | | | | | | | 9223 (4) | I | By Kitchens Family Investments, LLC |
Common Stock | | | | | | | 6044 | I | By Kitchens Trust Investments, LLC |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Under the First Community Corporation 2006 Non-Employee Deferred Compensation Plan (the Plan), common stock units are credited to the reporting person's account at the time the deferred compensation would otherwise be payable absent the election to defer equal to the fees payable divided by the fair market value of the stock. The person is reporting on an aggregate basis on Form 5 in accordance with the SEC Interpretive Letter to the American Bar Association (February 10, 1999, Q3). During 2019, the reporting person acquired 194 units of common stock pursuant to the plan. The price at which units were acquired ranged from $17.61 to $20.51. |
(2) | Includes 8,596 stock units related to the First Community Corporation 2006 Non-Employee Deferred Compensation Plan. Stock units receive dividend equivalents in the form of additional stock units, and shares of common stock will be issued on a one-for-one basis in respect of stock units upon any distribution from the Plan. |
(3) | Total number of shares shown includes shares acquired through exempt dividend reinvestments. |
(4) | Mr. Kitchens disclaims beneficial ownership of securities held by Kitchens Family Investments, LLC except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Total shares shown reflects a reduction from a distribution of shares by the LLC to one of its members that did not change Mr. Kitchen's pecuniary interest in shares held by the LLC. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KITCHENS W JAMES JR C/O FIRST COMMUNITY CORP P O BOX 64 LEXINGTON, SC 29071 | X |
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Signatures
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/s/ D. SHAWN JORDAN, AS ATTORNEY-IN-FACT | | 2/14/2020 |
**Signature of Reporting Person | Date |
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