Statement of Changes in Beneficial Ownership (4)
March 29 2022 - 05:28PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Luxor Capital Group,
LP |
2. Issuer Name and Ticker or Trading
Symbol Fintech Acquisition Corp V [ FTCV ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
1114 AVENUE OF THE AMERICAS, 28TH FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
3/25/2022
|
(Street)
NEW YORK, NY 10036
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/25/2022 |
|
S |
|
18553 |
D |
$9.886 |
1826363 |
I (3) |
By: Luxor Capital Partners,
LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/25/2022 |
|
S |
|
13606 |
D |
$9.88 |
1812757 |
I (3) |
By: Luxor Capital Partners,
LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/28/2022 |
|
S |
|
1812757 |
D |
$9.852 |
0 |
I (3) |
By: Luxor Capital Partners,
LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/25/2022 |
|
S |
|
4153 |
D |
$9.886 |
408823 |
I (4) |
By: Luxor Wavefront, LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/25/2022 |
|
S |
|
3046 |
D |
$9.88 |
405777 |
I (4) |
By: Luxor Wavefront, LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/28/2022 |
|
S |
|
405777 |
D |
$9.852 |
0 |
I (4) |
By: Luxor Wavefront, LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/25/2022 |
|
S |
|
11266 |
D |
$9.886 |
1109010 |
I (5) |
By: Luxor Capital Partners Offshore Master Fund,
LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/25/2022 |
|
S |
|
8262 |
D |
$9.88 |
1100748 |
I (5) |
By: Luxor Capital Partners Offshore Master Fund,
LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/28/2022 |
|
S |
|
1100748 |
D |
$9.852 |
0 |
I (5) |
By: Luxor Capital Partners Offshore Master Fund,
LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/25/2022 |
|
S |
|
155 |
D |
$9.886 |
15248 |
I (6) |
By: Luxor Capital Partners Long Offshore Master
Fund, LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/25/2022 |
|
S |
|
114 |
D |
$9.88 |
15134 |
I (6) |
By: Luxor Capital Partners Long Offshore Master
Fund, LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/28/2022 |
|
S |
|
15134 |
D |
$9.852 |
0 |
I (6) |
By: Luxor Capital Partners Long Offshore Master
Fund, LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/25/2022 |
|
S |
|
473 |
D |
$9.886 |
46574 |
I (7) |
By: Luxor Capital Partners Long,
LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/25/2022 |
|
S |
|
347 |
D |
$9.88 |
46227 |
I (7) |
By: Luxor Capital Partners Long,
LP |
Class A Common Stock, par value $0.0001 per
share (1)(2) |
3/28/2022 |
|
S |
|
46227 |
D |
$9.852 |
0 |
I (7) |
By: Luxor Capital Partners Long,
LP |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
This Form 4 is filed jointly
by Luxor Capital Group, LP ("Luxor Capital Group"), Luxor Capital
Partners, LP ("Onshore Fund"), Luxor Capital Partners Offshore,
Ltd. ("Offshore Feeder Fund"), Luxor Wavefront, LP ("Wavefront
Fund"), Luxor Capital Partners Long, LP ("Long Onshore Fund"),
Luxor Capital Partners Long Offshore, Ltd. ("Long Offshore Feeder
Fund"), LCG Holdings, LLC ("LCG Holdings"), Luxor Management, LLC
("Luxor Management") and Christian Leone (collectively, the
"Reporting Persons"). |
(2) |
Each of the Reporting
Persons may be deemed to be a member of a Section 13(d) group that
may be deemed to collectively beneficially own more than 10% of the
Issuer's outstanding shares of Common Stock. Each of the Reporting
Persons disclaims beneficial ownership of the securities reported
herein except to the extent of his or its pecuniary interest
therein. The filing of this Form 4 shall not be deemed an admission
that the Reporting Persons are, for purposes of Section 13(d) of
the Securities Exchange Act of 1934, as amended, the beneficial
owners of any securities of the Issuer he or it does not directly
own. |
(3) |
Securities owned directly by
Onshore Fund. Each of LCG Holdings and Luxor Capital Group, as the
general partner and investment manager, respectively, of Onshore
Fund, may be deemed to beneficially own the securities owned
directly by Onshore Fund. Luxor Management, as the general partner
of Luxor Capital Group, and Christian Leone, as the managing member
of each of LCG Holdings and Luxor Management, may be deemed to
beneficially own the securities owned directly by Onshore
Fund. |
(4) |
Securities owned directly by
Wavefront Fund. Each of LCG Holdings and Luxor Capital Group, as
the general partner and investment manager, respectively, of
Wavefront Fund, may be deemed to beneficially own the securities
owned directly by Wavefront Fund. Luxor Management, as the general
partner of Luxor Capital Group, and Christian Leone, as the
managing member of each of LCG Holdings and Luxor Management, may
be deemed to beneficially own the securities owned directly by
Wavefront Fund. |
(5) |
Securities owned directly by
Luxor Capital Partners Offshore Master Fund, LP ("Offshore Master
Fund"). Offshore Feeder Fund, as the owner of a controlling
interest in Offshore Master Fund, may be deemed to beneficially own
the securities owned directly by Offshore Master Fund. Each of LCG
Holdings and Luxor Capital Group, as the general partner and
investment manager, respectively, of Offshore Master Fund, may be
deemed to beneficially own the securities owned directly by
Offshore Master Fund. Luxor Management, as the general partner of
Luxor Capital Group, and Christian Leone, as the managing member of
each of LCG Holdings and Luxor Management, may be deemed to
beneficially own the securities owned directly by Offshore Master
Fund. |
(6) |
Securities owned directly by
Luxor Capital Partners Long Offshore Master Fund, LP ("Long
Offshore Master Fund"). Long Offshore Feeder Fund, as the owner of
a controlling interest in Long Offshore Master Fund, may be deemed
to beneficially own the securities owned directly by Long Offshore
Master Fund. Each of LCG Holdings and Luxor Capital Group, as the
general partner and investment manager, respectively, of Long
Offshore Master Fund, may be deemed to beneficially own the
securities owned directly by Long Offshore Master Fund. Luxor
Management, as the general partner of Luxor Capital Group, and
Christian Leone, as the managing member of each of LCG Holdings and
Luxor Management, may be deemed to beneficially own the securities
owned directly by Long Offshore Master Fund. |
(7) |
Securities owned directly by
Long Onshore Fund. Each of LCG Holdings and Luxor Capital Group, as
the general partner and investment manager, respectively, of Long
Onshore Fund, may be deemed to beneficially own the securities
owned directly by Long Onshore Fund. Luxor Management, as the
general partner of Luxor Capital Group, and Christian Leone, as the
managing member of each of LCG Holdings and Luxor Management, may
be deemed to beneficially own the securities owned directly by Long
Onshore Fund. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Luxor Capital Group, LP
1114 AVENUE OF THE AMERICAS
28TH FLOOR
NEW YORK, NY 10036 |
|
X |
|
|
Luxor Capital Partners, LP
1114 AVENUE OF THE AMERICAS
28TH FLOOR
NEW YORK, NY 10036 |
|
X |
|
|
Luxor Wavefront, LP
1114 AVENUE OF THE AMERICAS
28TH FLOOR
NEW YORK, NY 10036 |
|
X |
|
|
Luxor Capital Partners Long, LP
1114 AVENUE OF THE AMERICAS
28TH FLOOR
NEW YORK, NY 10036 |
|
X |
|
|
LUXOR CAPITAL PARTNERS OFFSHORE LTD
C/O MAPLES CORPORATE SERVICES LTD.
PO BOX 309, UGLAND HOUSE
GEORGE TOWN, E9 KY1-1104 |
|
X |
|
|
Luxor Capital Partners Long Offshore, Ltd.
C/O MAPLES CORPORATE SERVICES LIMITED
P.O. BOX 309, UGLAND HOUSE
GRAND CAYMAN, E9 KY1-1104 |
|
X |
|
|
LCG HOLDINGS LLC
1114 AVENUE OF THE AMERICAS
28TH FLOOR
NEW YORK, NY 10036 |
|
X |
|
|
Signatures
|
LUXOR CAPITAL PARTNERS, LP By: LCG Holdings, LLC
General Partner By: /s/ Norris Nissim Name: Norris Nissim Title:
General Counsel |
|
3/29/2022 |
**Signature of Reporting
Person |
Date |
LUXOR WAVEFRONT, LP By: LCG Holdings, LLC General
Partner By: /s/ Norris Nissim Name: Norris Nissim Title: General
Counsel |
|
3/29/2022 |
**Signature of Reporting
Person |
Date |
LUXOR CAPITAL PARTNERS LONG, LP By: LCG Holdings,
LLC General Partner /s/ Norris Nissim Name: Norris Nissim Title:
General Counsel |
|
3/29/2022 |
**Signature of Reporting
Person |
Date |
LUXOR CAPITAL PARTNERS OFFSHORE, LTD. By: Luxor
Capital Group, LP Investment Manager By: /s/ Norris Nissim Name:
Norris Nissim Title: General Counsel |
|
3/29/2022 |
**Signature of Reporting
Person |
Date |
LUXOR CAPITAL PARTNERS LONG OFFSHORE, LTD. By:
Luxor Capital Group, LP Investment Manager By: /s/ Norris Nissim
Name: Norris Nissim Title: General Counsel |
|
3/29/2022 |
**Signature of Reporting
Person |
Date |
LUXOR CAPITAL GROUP, LP By: Luxor Management, LLC
General Partner By: /s/ Norris Nissim Name: Norris Nissim Title:
General Counsel |
|
3/29/2022 |
**Signature of Reporting
Person |
Date |
LCG HOLDINGS, LLC By: /s/ Norris Nissim Name:
Norris Nissim Title: General Counsel |
|
3/29/2022 |
**Signature of Reporting
Person |
Date |
LUXOR MANAGEMENT, LLC By: /s/ Norris Nissim Name:
Norris Nissim Title: General Counsel |
|
3/29/2022 |
**Signature of Reporting
Person |
Date |
By: /s/ Norris Nissim Name: Norris Nissim as
Agent for Christian Leone |
|
3/29/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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