Amended Current Report Filing (8-k/a)
July 03 2019 - 2:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
8-K/A
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): July 1, 2019 (May 17, 2019)
(Exact name of registrant as specified in its charter)
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Ohio
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001-33653
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31-0854434
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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Fifth Third Center
38 Fountain Square Plaza, Cincinnati, Ohio
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45263
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(Address of Principal Executive Offices)
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(Zip Code)
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(800)
972-3030
(Registrants telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17
CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, Without Par Value
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FITB
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The NASDAQ Stock Market LLC
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Depositary Shares Representing a 1/1000th Ownership Interest in a Share of 6.625%
Fixed-to-Floating
Rate
Non-Cumulative
Perpetual Preferred Stock, Series I
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FITBI
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☐
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers
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As previously disclosed, Teresa Tanner, Executive Vice President and Chief
Administrative Officer, provided notice to the Company on May 16, 2019 of her intent to retire. On July 1, 2019, the Company and Ms. Tanner entered into an Agreement (the Agreement) pursuant to which she will defer her
retirement until July 1, 2021 in order to assist the Company with the completion of certain specified projects initiated under her tenure.
Pursuant
to the terms of the Agreement, Ms. Tanner will assume the role of Special Advisor to the Company in order to provide these ongoing services, in consideration for which she will receive a lump sum payment of $390,000, subject to her execution
and
non-revocation
of a general release, a base salary of $48,750 per month, and continued vesting of outstanding equity awards through the duration of the Agreement, in accordance with its terms.
Ms. Tanner will not be eligible to participate in any other Company compensation plans, including, without limitation, any severance arrangements, variable compensation opportunities, and additional annual grants of equity under the
Companys long-term incentive compensation plan. In addition, Ms. Tanner will be subject to a
non-competition
covenant that prohibits her from competing with the Company for a period of
thirty-six
months beginning July 1, 2019.
A copy of the Agreement is filed as Exhibit 10.1 hereto and is fully
incorporated herein by reference.
Item 9.01
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Financial Statements and Exhibits
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*
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Previously included with the original filing of this Current Report on Form
8-K
on May 20, 2019.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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FIFTH THIRD BANCORP
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(Registrant)
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July 3, 2019
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By:
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/s/ TAYFUN TUZUN
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Tayfun Tuzun
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Executive Vice President and
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Chief Financial Officer
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Fifth Third Bancorp (NASDAQ:FITBI)
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