Initial Statement of Beneficial Ownership (3)
November 13 2020 - 4:09PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Stevens Melissa S. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/4/2020
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3. Issuer Name and Ticker or Trading Symbol
FIFTH THIRD BANCORP [FITB]
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(Last)
(First)
(Middle)
38 FOUNTAIN SQUARE PLAZA |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP / |
(Street)
CINCINNATI, OH 45263
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 29960.0405 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Right | 2/3/2017 (2) | 2/3/2027 | Common Stock | 6491.0 | $26.52 | D | |
Explanation of Responses: |
(1) | Includes 24,463 shares of restricted stock units subject to vesting granted pursuant to the Fifth Third Bancorp Incentive Compensation Plan and 123.0405 shares held under the Fifth Third Bancorp Employee Stock Purchase Plan. |
(2) | Indicates grant date. Stock appreciation rights are exercisable in fourths beginning on the first anniversary of the grant date with one-fourth of the total grant vesting annually over a four-year period. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Stevens Melissa S. 38 FOUNTAIN SQUARE PLAZA CINCINNATI, OH 45263 |
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| EVP |
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Signatures
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/s/ Christopher R. England, as Attorney-in-Fact for Melissa S. Stevens | | 11/12/2020 |
**Signature of Reporting Person | Date |
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