Statement of Changes in Beneficial Ownership (4)
November 09 2020 - 06:56PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Hale Partnership Fund,
L.P. |
2. Issuer Name and Ticker or Trading
Symbol FedNat Holding Co [ FNHC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
2924 ARCHDALE DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/5/2020
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(Street)
CHARLOTTE, NC 28210
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value
$0.01 |
11/5/2020 |
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P |
|
4344 |
A |
$5.10 |
580205 |
I |
See footnotes. (1)(2) |
Common Stock, par value
$0.01 |
11/6/2020 |
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P |
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27692 |
A |
$4.99 |
580205 |
I |
See footnotes. (1)(2) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Hale Partnership Capital
Advisors, LLC ("Hale GP"), as general partner to each of Hale
Partnership Fund, L.P., Clark - Hale Fund, L.P., MGEN II - Hale
Fund, L.P., Smith - Hale Fund, L.P and Dickinson - Hale Fund, L.P.
(collectively, the "Hale Funds"), Hale Partnership Capital
Management, LLC ("Hale Advisor"), as the investment manager to each
of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a
principal of each of Hale GP and Hale Advisor, may be deemed to be
beneficial owners of the shares held directly by the Hale Funds.
Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial
ownership of the shares referred to herein except to the extent of
his or its pecuniary interest therein. |
(2) |
Represents shares of Common
Stock held in a discretionary separately managed account for which
Hale Advisor serves as investment manager. |
Remarks:
/s/ Steven A. Hale, Manager, on behalf of Hale Partnership Capital
Management, LLC 11/09/2020
/s/ Steven A. Hale, Manager of Hale Partnership Capital Advisors,
LLC, its General Partner, on behalf of Hale Partnership Fund, L.P.
11/09/2020 |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Hale Partnership Fund, L.P.
2924 ARCHDALE DRIVE
CHARLOTTE, NC 28210 |
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X |
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Signatures
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/s/ Steven A. Hale |
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11/9/2020 |
**Signature of Reporting
Person |
Date |