Statement of Changes in Beneficial Ownership (4)
October 23 2019 - 4:48PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
OBERTON WILLARD D |
2. Issuer Name and Ticker or Trading Symbol
FASTENAL CO
[
FAST
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
23959 BLACKBERRY ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/22/2019
|
(Street)
WINONA, MN 55987
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
9/6/2019
|
|
G
|
V
|
10000
|
D
|
$0
|
945018 (2)
|
I
|
By family trust
|
Common Stock
|
10/22/2019
|
|
M
|
|
100000
|
A
|
$27
|
114194
|
D
|
|
Common Stock
|
10/22/2019
|
|
S
|
|
100000
|
D
|
$37.0015
|
14194 (3)(4)
|
D
|
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code (Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
|
8. Price of Derivative Security (Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Employee Stock Option (Right to Buy)
|
$27 (5)
|
10/22/2019
|
|
M
|
|
|
100000 (5)
|
(1)
|
5/31/2021
|
Common Stock
|
100000 (5)
|
$0
|
100000
|
D
|
|
Explanation of Responses:
|
(1)
|
The option will fully vest and become exercisable over a period of five years, with 50% of the option vesting and becoming exercisable half way through the relevant vesting period and the remainder vesting and becoming exercisable incrementally (20%, 20% and 10%) thereafter on each anniversary of the date of grant.
|
(2)
|
On May 22, 2019, the common stock of Fastenal Company split 2-for-1, resulting in the reporting person acquiring indirectly an additional 477,509 shares since his last report filed on April 24, 2019.
|
(3)
|
On May 22, 2019, the common stock of Fastenal Company split 2-for-1, resulting in the reporting person acquiring an additional 7,097 shares since his last holdings report filed on January 31, 2019.
|
(4)
|
Shares maintained in a self directed IRA.
|
(5)
|
The option was previously reported as covering a remaining 100,000 shares at an exercise price of $54 per share, but was adjusted to reflect the stock split that occurred on May 22, 2019.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
OBERTON WILLARD D 23959 BLACKBERRY ROAD WINONA, MN 55987
|
X
|
|
|
|
Signatures
|
/s/ John Milek, Attorney-in-Fact
|
|
10/23/2019
|
**Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Fastenal (NASDAQ:FAST)
Historical Stock Chart
From Mar 2024 to Apr 2024
Fastenal (NASDAQ:FAST)
Historical Stock Chart
From Apr 2023 to Apr 2024
See More Message Board Posts
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.