Statement of Changes in Beneficial Ownership (4)
September 18 2020 - 07:08PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Mendal Jayme |
2. Issuer Name and Ticker or Trading
Symbol EverQuote, Inc. [ EVER ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Operating Officer |
(Last)
(First)
(Middle)
C/O EVERQUOTE, INC.,, 210 BROADWAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
9/16/2020
|
(Street)
CAMBRIDGE, MA 02139
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
9/16/2020 |
|
S |
|
24497 (1) |
D |
$38.25 (2) |
190496 |
D |
|
Class A Common Stock |
9/16/2020 |
|
S |
|
5503 (1) |
D |
$38.82 (3) |
184993 |
D |
|
Class A Common Stock |
9/18/2020 |
|
M |
|
30000 |
A |
$6.97 |
214993 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to
buy) |
$6.97 |
9/18/2020 |
|
M |
|
|
30000 |
(4) |
10/18/2027 |
Class A Common Stock |
30000 |
$0.00 |
209880 |
D |
|
Explanation of
Responses: |
(1) |
The sales reported in this
Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted
by the reporting person on March 10, 2020, as amended on May 20,
2020 and August 17, 2020. |
(2) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $37.66 to $38.64, inclusive.
The reporting person undertakes to provide to EverQuote, Inc., any
security holder of EverQuote, Inc., or the staff of the Securities
and Exchange Commission, upon request, full information regarding
the number of shares sold at each separate price within the ranges
set forth in this Form 4. |
(3) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $38.66 to $39.30, inclusive.
The reporting person undertakes to provide to EverQuote, Inc., any
security holder of EverQuote, Inc., or the staff of the Securities
and Exchange Commission, upon request, full information regarding
the number of shares sold at each separate price within the ranges
set forth in this Form 4. |
(4) |
This option, representing a
right to purchase 266,880 shares, was granted on October 18, 2017.
The shares underlying the option vested on various dates commencing
on September 30, 2018. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Mendal Jayme
C/O EVERQUOTE, INC.,
210 BROADWAY
CAMBRIDGE, MA 02139 |
|
|
Chief Operating Officer |
|
Signatures
|
/s/ David Mason, as attorney-in-fact for Jayme
Mendal |
|
9/18/2020 |
**Signature of Reporting
Person |
Date |