Current Report Filing (8-k)
June 17 2022 - 05:28PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 16,
2022
EOS ENERGY ENTERPRISES, INC.
(Exact name of registrant as specified in its charter)
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Delaware |
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001-39291 |
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84-4290188 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
3920 Park Avenue
Edison, New Jersey 08820
(Address of principal executive offices, including zip
code)
Registrant’s telephone number, including area
code: (732)
225-8400
N/A
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
Common stock, par value $0.0001 per share |
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EOSE |
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The Nasdaq Stock Market LLC |
Warrants, each exercisable for one share of common
stock |
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EOSEW |
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The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
☐
Item 5.02 Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
ITEM 5.02(e): Material Compensatory
Plan
On June 16, 2022, the Board of Directors of the Company (the
“Board”) approved the grant of stock options to the Company's
officers and certain key employees, including its Chief Executive
Officer, Joe Mastrangelo and its Chief Financial Officer, Randall
Gonzales. Mr. Mastrangelo and Mr. Gonzales were granted 400,000 and
300,000 stock options, respectively. The stock options vest in two
equal installments, subject to the achievement of certain
performance conditions during specified time periods (each, a
"Milestone Event"), with the full vesting of the applicable tranche
of stock options to occur 60 days after the achievement of the
applicable Milestone Event.
The vesting is contingent on the executive’s continued employment
through that date. If the executive voluntarily resigns or is
terminated by the Company prior to the applicable vesting date, the
unvested stock options are forfeited.
Item 9.01 Financial Statement and Exhibits.
(d) Exhibits
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Exhibit
Number |
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Description of Document |
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104 |
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Cover page of this Current Report on Form 8-K formatted in Inline
XBRL
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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EOS ENERGY ENTERPRISES, INC. |
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Dated: June 17, 2022 |
By: |
/s/ Randall Gonzales |
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Name: |
Randall Gonzales |
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Title: |
Chief Financial Officer |
Eos Energy Enterprises (NASDAQ:EOSE)
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