FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Huang Gina
2. Issuer Name and Ticker or Trading Symbol

ENERGY FOCUS, INC/DE [ EFOI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

32000 AURORA ROAD, SUITE B
3. Date of Earliest Transaction (MM/DD/YYYY)

9/17/2020
(Street)

SOLON, OH 44139
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 9/17/2020  M  4000 A$0 (1)207478 I See footnote (2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (1)9/17/2020  M   4000     (3) (3)Common Stock 4000.0 $0 0 D (4) 

Explanation of Responses:
(1) Restricted stock units convert into Common Stock on a one-for-one basis.
(2) Consists of 83,478 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"), 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 4,000 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang.
(3) On March 18, 2020, the reporting person Ms. Huang was granted 4,000 restricted stock units that vested September 17, 2020, the date of the Company's annual meeting of stockholders.
(4) The restricted stock units were held directly by Ms. Huang.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Huang Gina
32000 AURORA ROAD
SUITE B
SOLON, OH 44139
XX

Jag International Co Ltd.
3F-4, NO.9, MIN QUAN EAST ROAD
SECTION 3 LANE 140 SONG SHAN DISTRICT
TAIPEI CITY, F5 105

X

Brilliant Start Enterprise, Inc.
3F-4, NO.9, MIN QUAN EAST ROAD
SECTION 3 LANE 140 SONG SHAN DISTRICT
TAIPEI CITY, F5 105

X


Signatures
/s/ Gina Huang (Mei-Yun Huang)9/17/2020
**Signature of Reporting PersonDate

Jag International Ltd. By: /s/ Gina Huang (Mei-Yun Huang), General Partner9/17/2020
**Signature of Reporting PersonDate

Brilliant Start Enterprise, Inc. By: /s/ Gina Huan (Mei-Yun Huang), General Partner9/17/2020
**Signature of Reporting PersonDate

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