Statement of Changes in Beneficial Ownership (4)
July 01 2022 - 05:47PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
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1. Name
and Address of Reporting Person * EHRMAN KENNETH
S |
2. Issuer Name and Ticker or Trading
Symbol DUOS TECHNOLOGIES GROUP, INC. [ DUOT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
7660 CENTURION PARKWAY, SUITE 100 |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/16/2022
|
(Street)
JACKSONVILLE, FL 32256
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value
$0.001 |
6/16/2022 |
|
P |
|
898 |
A |
$3.75 |
20104 |
D |
|
Common Stock, par value
$0.001 |
6/28/2022 |
|
P |
|
10000 |
A |
$3.712 (1) |
30104 |
D |
|
Common Stock, par value
$0.001 |
6/29/2022 |
|
P |
|
2796 |
A |
$3.744 (2) |
32900 |
D |
|
Common Stock, par value
$0.001 |
6/30/2022 |
|
P |
|
807 |
A |
$3.75 |
33707 |
D |
|
Common Stock, par value
$0.001 |
6/30/2022 |
|
A(3) |
|
3334 |
A |
$3.75 |
37041 |
D |
|
Common Stock, par value
$0.001 |
7/1/2022 |
|
P |
|
1 |
A |
$3.75 |
37042 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The price reported in Column
4 is a weighted price. These shares were purchased in multiple
transactions at prices ranging from $3.60 to $3.75 per share. The
reporting person undertakes to provide upon request by the issuer,
any security holder of the issuer or the staff of the Securities
and Exchange Commission full information regarding the number of
shares purchased at each separate price within the range set forth
in this footnote to this Form 4. |
(2) |
The price reported in Column
4 is a weighted price. These shares were purchased in multiple
transactions at prices ranging from $3.56 to $3.75 per share. The
reporting person undertakes to provide upon request by the issuer,
any security holder of the issuer or the staff of the Securities
and Exchange Commission full information regarding the number of
shares purchased at each separate price within the range set forth
in this footnote to this Form 4. |
(3) |
The shares were issued to
Mr. Ehrman as compensation shares for his services as a Director of
the Issuer. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
EHRMAN KENNETH S
7660 CENTURION PARKWAY
SUITE 100
JACKSONVILLE, FL 32256 |
X |
|
|
|
Signatures
|
/s/ Kenneth S. Ehrman |
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7/1/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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