Statement of Changes in Beneficial Ownership (4)
April 01 2022 - 05:13PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
1. Name
and Address of Reporting Person * ERGEN
CHARLES W |
2. Issuer Name and Ticker or Trading
Symbol DISH Network CORP [ DISH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
CHAIRMAN |
(Last)
(First)
(Middle)
9601 S. MERIDIAN BLVD. |
3. Date of Earliest Transaction (MM/DD/YYYY)
3/30/2022
|
(Street)
ENGLEWOOD, CO 80112
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
|
|
|
|
|
|
|
26085443 |
D |
|
Class A Common Stock |
|
|
|
|
|
|
|
353 |
I |
I (1) |
Class A Common Stock |
|
|
|
|
|
|
|
21324 |
I |
I (2) |
Class A Common Stock |
|
|
|
|
|
|
|
2658 |
I |
I (3) |
Class A Common Stock |
|
|
|
|
|
|
|
10957 |
I |
I (4) |
Class A Common Stock |
|
|
|
|
|
|
|
2168975 |
I |
I (5) |
Class A Common Stock |
|
|
|
|
|
|
|
6699489 |
I |
I (6) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B Common Stock |
(7) |
3/30/2022 |
|
G (8) |
V |
|
5142018 |
(7) |
(7) |
Class A Common Stock |
5142018 |
$0 |
4857982 |
I |
I (8) |
Class B Common Stock |
(7) |
3/30/2022 |
|
G (8) |
V |
5142018 |
|
(7) |
(7) |
Class A Common Stock |
5142018 |
$0 |
22848947 |
D |
|
Class B Common Stock |
(7) |
|
|
|
|
|
|
(7) |
(7) |
Class A Common Stock |
24298841 |
|
24298841 |
I |
I (9) |
Class B Common Stock |
(7) |
|
|
|
|
|
|
(7) |
(7) |
Class A Common Stock |
40138818 |
|
40138818 |
I |
I (10) |
Class B Common Stock |
(7) |
|
|
|
|
|
|
(7) |
(7) |
Class A Common Stock |
63790620 |
|
63790620 |
I |
I (6) |
Class B Common Stock |
(7) |
|
|
|
|
|
|
(7) |
(7) |
Class A Common Stock |
32500000 |
|
32500000 |
I |
I (11) |
Class B Common Stock |
(7) |
|
|
|
|
|
|
(7) |
(7) |
Class A Common Stock |
50000000 |
|
50000000 |
I |
I (12) |
Explanation of
Responses: |
(1) |
Held by Mrs. Cantey M.
Ergen, Mr. Ergen's spouse. |
(2) |
Held by Mr. Charles W. Ergen
in a 401(k) account. |
(3) |
Held by Mrs. Cantey M. Ergen
in a 401(k) account. |
(4) |
The shares are owned
beneficially by the reporting persons' child. The reporting persons
disclaim beneficial ownership of the shares, except to the extent
of their pecuniary interest therein. |
(5) |
The shares are held by a
charitable foundation. The reporting persons are officers of the
charitable foundation and share voting and dispositive power for
the foundation. The reporting persons disclaim beneficial ownership
of the shares, except to the extent of their pecuniary interest
therein. |
(6) |
The shares are held by
Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers
of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray
Holdings, LLC, has sole voting power over the Class A shares and
Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and
Mrs. Ergen, as the managers of Telluray Holdings, LLC, share
dispositive power over the Class A shares and Class B shares held
by Telluray Holdings, LLC. The reporting persons disclaim
beneficial ownership of the shares, except to the extent of their
pecuniary interest therein. |
(7) |
The holder of Class B shares
may elect to convert any or all of its Class B shares into an equal
number of Class A shares at any time for no additional
consideration. |
(8) |
Pursuant to the terms of the
Ergen Two-Year March 2021 DISH GRAT, 5,142,018 Class B shares were
distributed as an annuity to Mr. Ergen on March 30, 2022. Following
this distribution, the Ergen Two-Year March 2021 DISH GRAT holds
4,857,982 Class B Shares and is scheduled to expire in accordance
with its terms on March 30, 2023. Mrs. Cantey M. Ergen serves as
the trustee of such GRAT. |
(9) |
The Ergen Two-Year December
2020 DISH GRAT holds 24,298,841 Class B shares and is scheduled to
expire in accordance with its terms on December 22, 2022. Mrs.
Cantey M. Ergen serves as the trustee of such GRAT. |
(10) |
The Ergen Two-Year June 2020
DISH GRAT holds 40,138,818 Class B shares and is scheduled to
expire in accordance with its terms on June 2, 2022. Mrs. Cantey M.
Ergen serves as the trustee of such GRAT. |
(11) |
The Ergen Two-Year December
2021 DISH GRAT holds 32,500,000 Class B Shares and is scheduled to
expire in accordance with its terms on December 3, 2023. Mrs.
Cantey M. Ergen serves as the trustee of such GRAT. |
(12) |
The Ergen Two-Year June 2021
DISH GRAT holds 50,000,000 Class B Shares and is scheduled to
expire in accordance with its terms on June 3, 2023. Mrs. Cantey M.
Ergen serves as the trustee of such GRAT. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
ERGEN CHARLES W
9601 S. MERIDIAN BLVD.
ENGLEWOOD, CO 80112 |
X |
X |
CHAIRMAN |
|
ERGEN CANTEY
9601 S. MERIDIAN BLVD.
ENGLEWOOD, CO 80112 |
X |
X |
|
SENIOR ADVISOR |
Signatures
|
/s/ Charles W. Ergen by Brandon Ehrhart,
Attorney-in-Fact |
|
4/1/2022 |
**Signature of Reporting
Person |
Date |
/s/ Cantey M. Ergen by Brandon Ehrhart,
Attorney-in-Fact |
|
4/1/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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