Statement of Changes in Beneficial Ownership (4)
December 30 2020 - 03:34PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Lubow Stuart H |
2. Issuer Name and Ticker or Trading Symbol
DIME COMMUNITY BANCSHARES INC
[
DCOM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President |
(Last)
(First)
(Middle)
300 CADMAN PLAZA WEST, 8TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/28/2020 |
(Street)
BROOKLYN, NY 11201
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/28/2020 | | A | | 7681.00 | A | (1) | 38335.00 | D | |
Common Stock | 12/28/2020 | | F | | 3762.00 | D | (2) | 34573.00 | D | |
Common Stock | 12/28/2020 | | A | | 8783.00 | A | (1) | 43356.00 | D | |
Common Stock | 12/28/2020 | | F | | 3771.00 | D | (2) | 39585.00 | D | |
Common Stock | 12/28/2020 | | A | | 14859.00 | A | (1) | 54444.00 | D | |
Common Stock | 12/28/2020 | | F | | 5048.00 | D | (2) | 49396.00 | D | |
Common Stock | 12/28/2020 | | J | | 8907.00 | A | (3) | 58303.00 | D | |
Common Stock | 12/28/2020 | | F | | 4302.00 | D | (2) | 54001.00 | D | |
Common Stock | 12/28/2020 | | J | | 18009.00 | A | (3) | 72010.00 | D | |
Common Stock | 12/28/2020 | | F | | 6118.00 | D | (2) | 65892.00 | D | |
Common Stock | 12/28/2020 | | J | | 7072.00 | A | (3) | 72964.00 | D | |
Common Stock | 12/28/2020 | | F | | 3026.00 | D | (2) | 69938.00 | D | |
Common Stock | 12/28/2020 | | J | | 2744.00 | A | (3) | 72682.00 | D | |
Common Stock | 12/28/2020 | | F | | 1344.00 | D | (2) | 71338.00 | D | |
Common Stock | 12/28/2020 | | J | | 2406.00 | A | (3) | 73744.00 | D | |
Common Stock | 12/28/2020 | | F | | 1179.00 | D | (2) | 72565.00 | D | |
Common Stock | 12/28/2020 | | J | | 8783.00 | A | (3) | 81348.00 | D | |
Common Stock | 12/28/2020 | | F | | 3464.00 | D | (2) | 77884.00 | D | |
Common Stock | 12/28/2020 | | J | | 2744.00 | D | (3) | 45177.00 | I | Restricted Stock Award |
Common Stock | 12/28/2020 | | J | | 2406.00 | D | (3) | 42771.00 | I | Restricted Stock Award |
Common Stock | 12/28/2020 | | J | | 7072.00 | D | (3) | 35699.00 | I | Restricted Stock Award |
Common Stock | 12/28/2020 | | J | | 8907.00 | D | (3) | 26792.00 | I | Restricted Stock Award |
Common Stock | 12/28/2020 | | J | | 8783.00 | D | (3) | 18009.00 | I | Restricted Stock Award |
Common Stock | 12/28/2020 | | J | | 18009.00 | D | (3) | 0.00 | I | Restricted Stock Award |
Preferred Stock, Series A | | | | | | | | 8000.00 | D | |
Common Stock | | | | | | | | 7011.00 | I | KSOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Allocation of earned performance shares in the Company's Long-term Incentive Plan. |
(2) | Shares withheld by the Company to satisfy taxes. |
(3) | Vesting of restricted stock on December 28, 2020 |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Lubow Stuart H 300 CADMAN PLAZA WEST 8TH FLOOR BROOKLYN, NY 11201 |
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| President |
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Signatures
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Leslie Veluswamy, as attorney in fact for Lubow Stuart H | | 12/30/2020 |
**Signature of Reporting Person | Date |
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